DFX Intelligence

G•••••• M•••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

G•••••• M•••••• M••••

Advisor at L•••••• S•• I••••••••• A•••••••• L•••••

Braintree, MA | ELMHURST, IL

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Search this name across graphsid dfx:ria:83e21719-66a9-089e-b2ba-f389a59dcf75

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 27, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• S•• I••••••••• A•••••••• L•••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 14, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• S•• I••••••••• A•••••••• L•••••	Bd affiliated wealth	Sep 21, 2016	n/a	yes	Braintree, MA\|ELMHURST, IL	Current employment
C••••••• A•••• M••••••••• L••	Bd affiliated wealth	Mar 15, 2016	Sep 30, 2016	no	Braintree, MA\|ANN ARBOR, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• A•••• M••••••••• L••	L•••••• S•• I••••••••• A•••••••• L•••••	Sep 30, 2016	Sep 21, 2016	-9	Firm change	Other
B• R•••• W••••• A•••••••• I•••	C••••••• A•••• M••••••••• L••	Mar 1, 2016	Mar 15, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
140367:109701:MI:2016-09-23	Sep 30, 2016	Sep 21, 2016	ANN ARBOR, MI	Firm change
115927:140367:MA:2016-03-01	Mar 1, 2016	Mar 15, 2016	BRAINTREE, MA	Firm change

Relationships

Registered with (3)

→ L•••••• S•• I••••••••• A•••••••• L•••••Registered adviserregistration: current employment
Sep 21, 2016 to presentfactForm ADV
→ C••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 15, 2016 to Sep 30, 2016factForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 27, 2011 to Mar 1, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:83e21719-66a9-089e-b2ba-f389a59dcf75
First observed: Oct 27, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.