DFX Intelligence

R••• J••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

R••• J••• G••••

Advisor at C••••••••• F•••••••• N••••••

••• Locked

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Search this name across graphsid dfx:ria:83e3651b-4e08-9ed9-775f-175d6d3021b6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 17, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Jan 27, 2023	n/a	yes	Warren, OH\|Beachwood, OH\|Youngstown, OH	Current employment
W• W••••• A•••••••• L••	State registered	Mar 18, 2019	Jan 30, 2023	no	AKRON, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W• W••••• A•••••••• L••	C••••••••• F•••••••• N••••••	Jan 30, 2023	Jan 27, 2023	-3	Firm change	Other
V•••••• A•••••••• I•••	W• W••••• A•••••••• L••	Jan 27, 2023	Mar 18, 2019

Team moves

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Team	Left	Joined	From	Kind
129549:8032:OH:2023-01-30	Jan 30, 2023	Jan 27, 2023	AKRON, OH	Firm change
108050:129549:OH:2023-01-27	Jan 27, 2023	Mar 18, 2019	WARREN, OH	Firm change after gap

Relationships

Registered with (3)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Jan 27, 2023 to presentfactForm ADV
→ W• W••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 18, 2019 to Jan 30, 2023factForm ADV
→ V•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 17, 2018 to Jan 27, 2023factForm ADV

Dated events

Occurred
Jan 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 27, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:83e3651b-4e08-9ed9-775f-175d6d3021b6
First observed: Jan 17, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.