DFX Intelligence
Reading the graph
Reading the graph
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Advisor at J• W• C••• A•••••••• I•••
Plant City, FL | TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J• W• C••• A•••••••• I••• | Bd affiliated wealth | Jan 7, 2021 | n/a | yes | Plant City, FL|TAMPA, FL | Current employment |
| C••••• A••••••• L•• | Former SEC adviser | Sep 13, 2016 | Dec 31, 2020 | no | PLANT CITY, FL|GREENWOOD VILLAGE, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• A••••••• L•• | J• W• C••• A•••••••• I••• | Dec 31, 2020 | Jan 7, 2021 | 7 | Firm change | Ibd to RIA |
| I•••••••• C•••••• A••••••• | C••••• A••••••• L•• | Oct 3, 2016 | Sep 13, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 30613:10299:MA:2016-10-03 | Oct 3, 2016 | Sep 13, 2016 | LYNNFIELD, MA | Firm change |
| I•••••••• C•••••• A••••••• | Former SEC adviser | Jan 11, 2005 | Oct 3, 2016 | no | LYNNFIELD, MA|PLANT CITY, FL|MARBLEHEAD, MA|LYNNFIELD, MA|SARASOTA, FL|LYNNFIELD, MA | Previous registration |
| E•••••• P•••• A••••••• I••• | n/a | May 25, 1999 | Dec 31, 2004 | no | BRANDON, FL | Previous registration |
| -20 |
| Channel change |
| Other |
| E•••••• P•••• A••••••• I••• | I•••••••• C•••••• A••••••• | Dec 31, 2004 | Jan 11, 2005 | 11 | Bulk transfer | Other |