E••••• A•••••• C•••••••••

• J• W• C••• A•••••••• I••• BD affiliated current
  since Jan 7, 2021 · Plant City, Fl
• C••••• A••••••• L•• former
  Sep 13, 2016 to Dec 31, 2020 · Plant City, Fl
• I•••••••• C•••••• A••••••• former
  Jan 11, 2005 to Oct 3, 2016 · Lynnfield, Ma
• E•••••• P•••• A••••••• I••• unclassified
  May 25, 1999 to Dec 31, 2004 · Brandon, Fl

• C••••• A••••••• L•• to J• W• C••• A•••••••• I•••
  left Dec 31, 2020, registered Jan 7, 2021 (7 days) · Affiliated broker-dealer or bank to independent RIA
• I•••••••• C•••••• A••••••• to C••••• A••••••• L••
  left Oct 3, 2016, registered Sep 13, 2016 (-20 days) · channel change inside one enterprise, not a move · moved with a team
• E•••••• P•••• A••••••• I••• to I•••••••• C•••••• A•••••••
  left Dec 31, 2004, registered Jan 11, 2005 (11 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

51derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address