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RIA / WealthAdvisor33 years in industry

DAVID ALLEN KECSKES

Advisor at ZACKS INVESTMENT MANAGEMENT, INC.

CINCINNATI, OH | CHICAGO, IL

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Search this name across graphsid dfx:ria:83ecc25e-3eee-55fd-0af4-d7c83e8df905

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 18, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ZACKS INVESTMENT MANAGEMENT, INC.
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 26, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Jul 26, 1993
First registration: Nov 18, 2004
Dual registered: no
Other names: DAVE KECSKES
IAPD individual key: 1938745

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ZACKS INVESTMENT MANAGEMENT, INC.	Mixed wealth	Jan 28, 2008	n/a	yes	CHICAGO, IL\|CINCINNATI, OH	Current employment
OSAIC FA, INC.	Former SEC adviser	Jun 26, 2007	Jan 29, 2008	no	LAWRENCEBURG, IN\|CINCINNATI, OH	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Oct 11, 2006	Mar 5, 2007	no	CINCINNATI, OH\|CINCINNATI, OH\|CINCINNATI, OH	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Nov 18, 2004	Aug 14, 2006	no	LAWRENCEBURG, IN\|LAWRENCEBURG, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FA, INC.	ZACKS INVESTMENT MANAGEMENT, INC.	Jan 29, 2008	Jan 28, 2008	-1	Firm change	Other
PNC WEALTH MANAGEMENT	OSAIC FA, INC.	Mar 5, 2007	Jun 26, 2007	113	Firm change	Other
FIFTH THIRD SECURITIES, INC.	PNC WEALTH MANAGEMENT	Aug 14, 2006	Oct 11, 2006	58	Firm change	Other

Relationships

Registered with (4)

→ ZACKS INVESTMENT MANAGEMENT, INC.Registered adviserregistration: current employment
Jan 28, 2008 to presentfactForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Jun 26, 2007 to Jan 29, 2008factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Oct 11, 2006 to Mar 5, 2007factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Nov 18, 2004 to Aug 14, 2006factForm ADV

Dated events

No dated event names this entity yet.