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Advisor at OBJECTIVE INVESTMENTS, LLC
ORCHARD LAKE, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OBJECTIVE INVESTMENTS, LLC | State registered | Feb 8, 2018 | n/a | yes | ORCHARD LAKE, MI | Current employment |
| INVESTSHARES ADVISOR GROUP LLC | n/a | Oct 4, 2016 | Jan 23, 2018 | no | MIAMI, FL | Previous registration |
| B RILEY WEALTH MANAGEMENT | Former SEC adviser | Jan 14, 2011 | Aug 5, 2016 | no | BIRMINGHAM, MI | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 19, 2010 | Jan 20, 2011 | no | FARMINGTON HILLS, MI|FARMINGTON HILL, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTSHARES ADVISOR GROUP LLC | OBJECTIVE INVESTMENTS, LLC | Jan 23, 2018 | Feb 8, 2018 | 16 | Firm change | Other |
| B RILEY WEALTH MANAGEMENT | INVESTSHARES ADVISOR GROUP LLC | Aug 5, 2016 | Oct 4, 2016 | 60 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | B RILEY WEALTH MANAGEMENT | Jan 20, 2011 | Jan 14, 2011 | -6 | Firm change | Other |