RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••• S• S••••
- O•••••••• I••••••••• L•• state registered currentsince Feb 8, 2018 · Orchard Lake, Mi
- I••••••••• A•••••• G•••• L•• unclassifiedOct 4, 2016 to Jan 23, 2018 · Miami, Fl
- B• R•••• W••••• M••••••••• formerJan 14, 2011 to Aug 5, 2016 · Birmingham, Mi
- U•• F•••••••• S••••••• I••• wirehouseNov 19, 2010 to Jan 20, 2011 · Farmington Hills, Mi
- I••••••••• A•••••• G•••• L•• to O•••••••• I••••••••• L••left Jan 23, 2018, registered Feb 8, 2018 (16 days) · Other
- B• R•••• W••••• M••••••••• to I••••••••• A•••••• G•••• L••left Aug 5, 2016, registered Oct 4, 2016 (60 days) · Other
- U•• F•••••••• S••••••• I••• to B• R•••• W••••• M•••••••••left Jan 20, 2011, registered Jan 14, 2011 (-6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address