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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BIRNAM WOOD CAPITAL, LLC

CRD 269897

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:83fd6a41-ac6e-31ef-abd8-7920d1c63013

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 2
Observed: Jan 30, 2020 to Mar 31, 2026
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Birnam Wood Capital, LLC

Private equity manager · shared crd

Real Estate Fundsidentity

Birnam Wood Capital, LLC

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.67 fund_share=0.0 institutional_share=0.3 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $106MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $71.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 67%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $106Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 54
High net worth clients: 51
Custody, client assets: $9.7M
SEC number: 801-118151
CRD: 269897
Filings on the tape: 15
First filed: Jan 30, 2020
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, TX
Website: birnamwood-capital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHARLES W DURHAM	n/a	DALLAS, TX	11	18	2	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
STAND ALONE LLC	Private Equity Fund	$7.1M	Nov 1, 2021	32	Jan 30, 2020	dropped	n/a
IRON HORSE CAPITAL, LLC	Real Estate Fund	$6.8M	Nov 1, 2021	34	Nov 6, 2020	dropped	n/a
IRON HORSE PREFERRED, LLC	Real Estate Fund	$5.0M	Nov 1, 2021	31	Nov 1, 2021	dropped	021-1882755
BWC 3100 LLC	Real Estate Fund	$1.7M	Nov 1, 2021	22	Jan 30, 2020	dropped	n/a
BWC-CSL FUNDING VEHICLE LLC	Private Equity Fund	$1.5M	Nov 1, 2021	26	Jan 30, 2020	dropped	n/a
PLANT PRODUCTS INVESTMENT I, LLC	Private Equity Fund	$685,021	Nov 1, 2021	8	Nov 1, 2021	dropped	021-1887044

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DURHAM, CHARLES, W	CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	yes	06/2015	Jan 30, 2020	Mar 11, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DTO CHARLIE LLC	n/a	n/a	n/a	Y	no	n/a
DURHAM RESOURCES	n/a	n/a	n/a	Y	no	n/a
IRON HORSE CAPITAL LLC	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 31, 2026	$106M	$0	2	1	n/a	n/a
2024	Feb 11, 2025	$108M	$0	2	1	n/a	n/a
2023	Mar 11, 2024	$106M	$0	2	1	n/a	n/a
2022	Mar 22, 2023	$108M	$0	3	2	n/a	n/a
2021	Feb 17, 2022	$145M	$0	2	2	n/a	n/a
2020	Feb 3, 2021	$122M	$0	2	2	4	$17.1M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$106M	$108M	-1.3%	$108M	-0.6%	2	2	0	0

Relationships

Registered with (1)

← CHARLES W DURHAMAdvisorregistration: current employment
Jul 17, 2015 to presentfactForm ADV

Controls (1)

← DURHAM, CHARLES, WOwnerCHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jan 30, 2020 to Mar 11, 2024factForm ADV

Advises (6)

→ BWC 3100 LLCPrivate fundReal Estate Fund, IA, no longer reported
Jan 30, 2020 to Nov 1, 2021factForm ADV
→ IRON HORSE CAPITAL, LLCPrivate fundReal Estate Fund, IA, no longer reported
Nov 6, 2020 to Nov 1, 2021factForm ADV
→ BWC-CSL FUNDING VEHICLE LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Jan 30, 2020 to Nov 1, 2021factForm ADV
→ STAND ALONE LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Jan 30, 2020 to Nov 1, 2021factForm ADV
→ IRON HORSE PREFERRED, LLCPrivate fundReal Estate Fund, IA, no longer reported
Nov 1, 2021 to Nov 1, 2021factForm ADV
→ PLANT PRODUCTS INVESTMENT I, LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Nov 1, 2021 to Nov 1, 2021factForm ADV

Dated events

Occurred
Jan 30, 2020
First Form ADV filing
Birnam Wood Capital, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:83fd6a41-ac6e-31ef-abd8-7920d1c63013
First observed: Jan 30, 2020
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BIRNAM WOOD CAPITAL, LLC

CRD 269897

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:83fd6a41-ac6e-31ef-abd8-7920d1c63013

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:31 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHARLES W DURHAM

n/a

DALLAS, TX

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

STAND ALONE LLC

Private Equity Fund

$7.1M

Nov 1, 2021

Jan 30, 2020

dropped

n/a

IRON HORSE CAPITAL, LLC

Real Estate Fund

$6.8M

Nov 1, 2021

Nov 6, 2020

dropped

n/a

IRON HORSE PREFERRED, LLC

Real Estate Fund

$5.0M

Nov 1, 2021

dropped

021-1882755

BWC 3100 LLC

Real Estate Fund

$1.7M

Nov 1, 2021

Jan 30, 2020

dropped

n/a

BWC-CSL FUNDING VEHICLE LLC

Private Equity Fund

$1.5M

Nov 1, 2021

Jan 30, 2020

dropped

n/a

PLANT PRODUCTS INVESTMENT I, LLC

Private Equity Fund

$685,021

Nov 1, 2021

dropped

021-1887044

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DURHAM, CHARLES, W

CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER

yes

06/2015

Jan 30, 2020

Mar 11, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DTO CHARLIE LLC

n/a

DURHAM RESOURCES

n/a

IRON HORSE CAPITAL LLC

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$106M

n/a

2024

Feb 11, 2025

$108M

n/a

2023

Mar 11, 2024

$106M

n/a

2022

Mar 22, 2023

$108M

n/a

2021

Feb 17, 2022

$145M

n/a

2020

Feb 3, 2021

$122M

$17.1M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$106M

$108M

-1.3%

$108M

-0.6%