DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••• W••• C••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jan 30, 2020 · 15 filings
SEC status approved since Feb 28, 2020
RAUM
$106M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
67%
$71.3M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$106M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$106M as of Mar 31, 2026
Feb 3, 2021$122M then
HNW client RAUM$71.3M as of Mar 31, 2026
Feb 3, 2021$95.7M then
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Feb 3, 20211 then
Employees (5.A)2 as of Mar 31, 2026
Feb 3, 20212 then
Private funds: 4
RAUM -1.3% over the last fiscal year-0.6% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $106MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $2.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 30%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Wrap fee program
- $106MreportedItem 5.I
- Custody
- $9.7M, 16 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$71.3M67%
- Charitable organizations$32.0M30%
- Corporations and businesses$2.9M2.7%
- Individual clients
- n/areported
- HNW clients
- 51reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 54reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $9.7M for 16 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.67 fund_share=0.0 institutional_share=0.3 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••• W• D••••• | Dallas, Tx | Jul 17, 2015 | 18 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C•••••• W• D••••• from V••• C•••••• R••• L•Jul 17, 2015 · Other
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••• A•••• L••no longer reported | Private Equity Fund | $7.1M | 32 | Jan 30, 2020 |
| I••• H•••• C••••••• L••no longer reported | Real Estate Fund | $6.8M | 34 | Nov 6, 2020 |
| I••• H•••• P••••••••• L••no longer reported | Real Estate Fund | $5.0M | 31 | Nov 1, 2021 |
| B•• 3••• L••no longer reported | Real Estate Fund | $1.7M | 22 | Jan 30, 2020 |
| B•••••• F•••••• V•••••• L••no longer reported | Private Equity Fund | $1.5M | 26 | Jan 30, 2020 |
| P•••• P••••••• I••••••••• I• L••no longer reported | Private Equity Fund | $685,021 | 8 | Nov 1, 2021 |
Owners and control persons
Schedule A and B, latest filing
- D•••••• C••••••• W• · Chief Executive Officer And Chief Compliance Officercontrolsince 06/2015 · owns 75% or more
Related persons
Schedule D 7.A
- D•• C•••••• L••pooled vehicle sponsory
- D••••• R••••••••pooled vehicle sponsory
- I••• H•••• C•••••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 31, 2026discretionary share of RAUM of 0% against a peer median of 100% (5678 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,678) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 57 to 54Feb 11, 2025 to Mar 31, 2026
- HNW clients · 53 to 51Feb 11, 2025 to Mar 31, 2026
- Assets in custody · $9.5M to $9.7MFeb 11, 2025 to Mar 31, 2026
- HNW RAUM · $73.0M to $71.3MFeb 11, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $108M to $106MFeb 11, 2025 to Mar 31, 2026
- RAUM · $108M to $106MFeb 11, 2025 to Mar 31, 2026
- Wrap assets (sponsor) · $108M to $0Feb 11, 2025 to Mar 31, 2026
- HNW clients · 54 to 53Mar 11, 2024 to Feb 11, 2025
- Assets in custody · $10.4M to $9.5MMar 11, 2024 to Feb 11, 2025
- Financial planning clients · unset to Mar 11, 2024 to Feb 11, 2025
- HNW RAUM · $71.9M to $73.0MMar 11, 2024 to Feb 11, 2025
- Non-discretionary RAUM · $106M to $108MMar 11, 2024 to Feb 11, 2025
- RAUM · $106M to $108MMar 11, 2024 to Feb 11, 2025
- Accounts · 47 to 57Nov 28, 2023 to Mar 11, 2024
- Advisory employees · 2 to 1Nov 28, 2023 to Mar 11, 2024
- HNW clients · 46 to 54Nov 28, 2023 to Mar 11, 2024
- Assets in custody · $74.1M to $10.4MNov 28, 2023 to Mar 11, 2024
- Employees · 3 to 2Nov 28, 2023 to Mar 11, 2024
- HNW RAUM · $78.0M to $71.9MNov 28, 2023 to Mar 11, 2024
- Non-discretionary RAUM · $108M to $106MNov 28, 2023 to Mar 11, 2024
- RAUM · $108M to $106MNov 28, 2023 to Mar 11, 2024
- Accounts · 49 to 47Feb 17, 2022 to Mar 22, 2023
- HNW clients · 48 to 46Feb 17, 2022 to Mar 22, 2023
- Assets in custody · $6.8M to $74.1MFeb 17, 2022 to Mar 22, 2023
- Employees · 2 to 3Feb 17, 2022 to Mar 22, 2023
- HNW RAUM · $116M to $78.0MFeb 17, 2022 to Mar 22, 2023
- Non-discretionary RAUM · $145M to $108MFeb 17, 2022 to Mar 22, 2023
- RAUM · $145M to $108MFeb 17, 2022 to Mar 22, 2023
- Wrap assets (sponsor) · $103M to $108MFeb 17, 2022 to Mar 22, 2023
- Accounts · 48 to 49Nov 1, 2021 to Feb 17, 2022
- HNW clients · 46 to 48Nov 1, 2021 to Feb 17, 2022
- Assets in custody · $2.6M to $6.8MNov 1, 2021 to Feb 17, 2022
- Private funds · 6 to unsetNov 1, 2021 to Feb 17, 2022
- HNW RAUM · $95.7M to $116MNov 1, 2021 to Feb 17, 2022
- Non-discretionary RAUM · $122M to $145MNov 1, 2021 to Feb 17, 2022
- RAUM · $122M to $145MNov 1, 2021 to Feb 17, 2022
- Wrap assets (sponsor) · $0 to $103MNov 1, 2021 to Feb 17, 2022
- Private funds · 4 to 6Feb 3, 2021 to Nov 1, 2021
- Accounts · 171 to 48Nov 6, 2020 to Feb 3, 2021
- Advisory activities · 5 to 4Nov 6, 2020 to Feb 3, 2021
Signals
1 dated events
- B••••• W••• C••••••• L•• filed its initial SEC registration (Form ADV)Jan 30, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B••••• W••• C••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- i•••@b•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 214-935-3282reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- B•••••W•••-CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 214.935.3707reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- b•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $106Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
B••••• W••• C••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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