DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at KCD FINANCIAL, INC.
Green Bay, WI | BROOMFIELD, CO | BLOOMFIELD, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KCD FINANCIAL, INC. | Independent wealth | Jul 10, 2007 | n/a | yes | BROOMFIELD, CO|Green Bay, WI|BLOOMFIELD, CO | Current employment |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Oct 31, 2005 | Dec 19, 2006 | no | LITTLETON, CO|PHOENIX, AZ | Previous registration |
| SUNAMERICA SECURITIES, INC. | n/a | Feb 11, 2005 | Oct 31, 2005 | no | LITTLETON, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGEPOINT FINANCIAL, INC. | KCD FINANCIAL, INC. | Dec 19, 2006 | Jul 10, 2007 | 203 | Firm change | Other |
| SUNAMERICA SECURITIES, INC. | SAGEPOINT FINANCIAL, INC. | Oct 31, 2005 | Oct 31, 2005 | 0 | Bulk transfer | Other |