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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

TKC WEALTH MANAGEMENT LLC

CRD 158498

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:840faedf-39ec-72f2-1ef3-b048602168b8

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 1
On other graphs: 0
Observed: Nov 9, 2011 to Mar 23, 2026
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.57 fund_share=0.0 institutional_share=0.1 related_bd=true related_bank=false bd_reps=6.0
Regulatory AUM: $139MItem 5.F on the latest filing (2026-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $127M
Private client RAUM: $79.2MderivedItem 5.D individuals plus high net worth individuals
Private client share: 57%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $27.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 284
Individual clients: 66
High net worth clients: 193
SEC number: 801-133951
CRD: 158498
Filings on the tape: 4
First filed: Nov 9, 2011
Latest filed: Mar 23, 2026
Organised: Limited Liability Company, TX
Website: tkcadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TING KUO CHEN	Certified Financial Planner	DALLAS, TX	14	33	2	yes
WANG CHANG TSAI	n/a	Dallas, TX	9	10	n/a	yes
TYLER JOHN REINHARD	n/a	DALLAS, TX \| LAKE BLUFF, IL \| Kimberly, WI	7	12	n/a	yes
ANDERS PIJEN TING	n/a	DALLAS, TX	3	28	n/a	yes
Yen-Chun Chen (Michael)	n/a	DALLAS, TX	1	12	n/a	yes

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CIVITAS EB5 HOLDING FUND, LP	Liquidity Fund	$0	Nov 9, 2011	0	Nov 9, 2011	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARNES, JASON, THOMAS	Shareholder	C	yes	06/2011	Nov 9, 2011	Nov 9, 2011
CIVITAS GROUP HOLDINGS, LLC	Shareholder	E	yes	06/2011	Nov 9, 2011	Nov 9, 2011
CIVITAS HOLDINGS, LLC	Shareholder	E	yes	07/2011	Nov 9, 2011	Nov 9, 2011
HEALY, DANIEL, JOSEPH	Shareholder	C	yes	07/2011	Nov 9, 2011	Nov 9, 2011
HEALY, DANIEL, JOSEPH	CHIEF EXECUTIVE OFFICER	Na	yes	06/2011	Nov 9, 2011	Nov 9, 2011
STONE, NICHOLAS, ROBERT	SENIOR MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	Na	yes	06/2011	Nov 9, 2011	Nov 9, 2011

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CIVITAS CAPITAL MANANGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIVITAS RISK ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a
CIVITAS SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$139M	$127M	6	6	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$139M	n/a	n/a	n/a	n/a	6	n/a	0	n/a

Relationships

Registered with (6)

← Yen-Chun Chen (Michael)Advisorregistration: current employment
Sep 10, 2025 to presentfactForm ADV
← ANDERS PIJEN TINGAdvisorregistration: current employment
Jan 25, 2023 to presentfactForm ADV
← TYLER JOHN REINHARDAdvisorregistration: current employment
Mar 1, 2021 to presentfactForm ADV
← WANG CHANG TSAIAdvisorregistration: current employment
Sep 7, 2017 to presentfactForm ADV
← TING KUO CHENAdvisorregistration: previous registration
Aug 15, 2011 to Nov 29, 2011factForm ADV
← JAYSON ZHOUAdvisorregistration: previous registration
Oct 16, 2024 to Jan 21, 2025factForm ADV

Advises (1)

→ CIVITAS EB5 HOLDING FUND, LPPrivate fundLiquidity Fund, IA
Nov 9, 2011 to presentfactForm ADV

Controls (4)

← STONE, NICHOLAS, ROBERTOwnerSENIOR MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 9, 2011 to Nov 9, 2011factForm ADV
← BARNES, JASON, THOMASOwnerSHAREHOLDER, ownership code C, individual
Nov 9, 2011 to Nov 9, 2011factForm ADV
← HEALY, DANIEL, JOSEPHOwnerSHAREHOLDER, ownership code C, individual
Nov 9, 2011 to Nov 9, 2011factForm ADV
← CIVITAS GROUP HOLDINGS, LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Nov 9, 2011 to Nov 9, 2011factForm ADV

Dated events

Occurred
Jan 21, 2025
Advisor changed firm
Jayson Zhou left Tkc Wealth Management Llc for Strategic Advisers Llc (registered 2025-11-10)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:840faedf-39ec-72f2-1ef3-b048602168b8
First observed: Nov 9, 2011
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TKC WEALTH MANAGEMENT LLC

CRD 158498

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:840faedf-39ec-72f2-1ef3-b048602168b8

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:58 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TING KUO CHEN

Certified Financial Planner

DALLAS, TX

yes

WANG CHANG TSAI

n/a

Dallas, TX

n/a

yes

TYLER JOHN REINHARD

n/a

DALLAS, TX | LAKE BLUFF, IL | Kimberly, WI

n/a

yes

ANDERS PIJEN TING

n/a

DALLAS, TX

n/a

yes

Yen-Chun Chen (Michael)

n/a

DALLAS, TX

n/a

yes

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CIVITAS EB5 HOLDING FUND, LP

Liquidity Fund

Nov 9, 2011

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARNES, JASON, THOMAS

Shareholder

yes

06/2011

Nov 9, 2011

CIVITAS GROUP HOLDINGS, LLC

Shareholder

yes

06/2011

Nov 9, 2011

CIVITAS HOLDINGS, LLC

Shareholder

yes

07/2011

Nov 9, 2011

HEALY, DANIEL, JOSEPH

Shareholder

yes

07/2011

Nov 9, 2011

HEALY, DANIEL, JOSEPH

CHIEF EXECUTIVE OFFICER

yes

06/2011

Nov 9, 2011

STONE, NICHOLAS, ROBERT

SENIOR MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER

yes

06/2011

Nov 9, 2011

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CIVITAS CAPITAL MANANGEMENT, LLC

n/a

yes

n/a

CIVITAS RISK ADVISORS, LLC

n/a

yes

n/a

CIVITAS SECURITIES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$139M

$127M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$139M

n/a