J••••• Z•••

Advisor at C•••••• S••••• • C••• I•••

Westlake, TX

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Search this name across graphsid dfx:ria:9c7f3626-90e5-09c3-498d-e9261935bc47

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 16, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Dec 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Jul 21, 2026	n/a	yes	Westlake, TX	Current employment
S•••••••• A••••••• L••	National bd RIA	Nov 10, 2025	May 14, 2026	no	SUGAR LAND, TX\|WESTLAKE, TX\|WESTLAKE, TX\|PLANO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	C•••••• S••••• • C••• I•••	May 14, 2026	Jul 21, 2026	68	Firm change	Ibd to ibd
T•• W••••• M••••••••• L••	S•••••••• A••••••• L••	Jan 21, 2025	Nov 10, 2025

Relationships

Registered with (3)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Jul 21, 2026 to presentfactForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 10, 2025 to May 14, 2026factForm ADV
→ T•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 16, 2024 to Jan 21, 2025factForm ADV

Dated events

Occurred
May 14, 2026
Advisor changed firm
J••••• Z••• left S•••••••• A••••••• L•• for C•••••• S••••• • C••• I••• (registered 2026-07-21)
Form ADVobserved 7 days ago
Occurred
Jan 21, 2025
Advisor changed firm
J••••• Z••• left T•• W••••• M••••••••• L•• for S•••••••• A••••••• L•• (registered 2025-11-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9c7f3626-90e5-09c3-498d-e9261935bc47
First observed: Oct 16, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.