DFX Intelligence

P•••• J••••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner32 years in industry

P•••• J••••••• K•••••

Advisor at P••• F•••••••• A•••••••• L••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:841a22f1-0820-ecc0-94f2-aff38cc6214f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 30, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 5, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• F•••••••• A•••••••• L••	Independent wealth	Feb 16, 2012	n/a	yes	SAN DIEGO, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jun 4, 2007	Feb 9, 2012	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	P••• F•••••••• A•••••••• L••	Feb 9, 2012	Feb 16, 2012	7	Firm change	Other
T•• H••••• G••••	L•• F•••••••• L••	May 17, 2006	Jun 4, 2007

Relationships

Registered with (4)

→ P••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 16, 2012 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 4, 2007 to Feb 9, 2012factForm ADV
→ T•• H••••• G••••Registered adviserregistration: previous registration
Mar 22, 2005 to May 17, 2006factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:841a22f1-0820-ecc0-94f2-aff38cc6214f
First observed: Jul 30, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.