J••• E••• C••••

Advisor at W•••• F•••• A•••••••

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:84255dee-53d1-f001-9c78-30705ab49b9d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Mar 21, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 9, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jan 5, 2026	n/a	yes	CINCINNATI, OH	Current employment
H••••••••• F•••••••• A•••••••	Bd affiliated wealth	Apr 6, 2018	Dec 16, 2025	no	CINCINNATI, OH\|CINCINNATI, OH\|CINCINNATI, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••••• F•••••••• A•••••••	W•••• F•••• A•••••••	Dec 16, 2025	Jan 5, 2026	20	Firm change	Ibd to wirehouse
S•••••• C•••••• A•••••••• L••	H••••••••• F•••••••• A•••••••	Jul 27, 2017	Apr 6, 2018

Relationships

Registered with (8)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jan 5, 2026 to presentfactForm ADV
→ H••••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Apr 6, 2018 to Dec 16, 2025factForm ADV
→ S•••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 19, 2011 to Jul 27, 2017factForm ADV
→ S•••••• A•••••••• L•••

Dated events

Occurred
Dec 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84255dee-53d1-f001-9c78-30705ab49b9d
First observed: Mar 21, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.