K••• C•••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Chicago, IL | MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:84264979-7921-a07c-bab7-90e9282f9c6b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 13, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Oct 2, 2025	n/a	yes	MINNEAPOLIS, MN\|Chicago, IL	Current employment
M••••• S••••••	Wirehouse	Jun 13, 2024	Sep 8, 2025	no	Chicago, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	A••••••••• F•••••••• S•••••••• L••	Sep 8, 2025	Oct 2, 2025	24	Firm change	Wirehouse to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:6363:IL:2025-08-29	Sep 8, 2025	Oct 2, 2025	CHICAGO, IL	Firm change

Relationships

Registered with (2)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Oct 2, 2025 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 13, 2024 to Sep 8, 2025factForm ADV

Dated events

Occurred
Sep 8, 2025
Advisor changed firm
K••• C••••• left M••••• S•••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-10-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84264979-7921-a07c-bab7-90e9282f9c6b
First observed: Jun 13, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.