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Advisor at CITIZENS SECURITIES, INC.
CONSHOHOCKEN, PA | STATEN ISLAND, NY | BROOKLYN, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Aug 17, 2022 | n/a | yes | BROOKLYN, NY|BROOKLYN, NY|CONSHOHOCKEN, PA|STATEN ISLAND, NY|STATEN ISLAND, NY|STATEN ISLAND, NY|STATEN ISLAND, NY|STATEN ISLAND, NY | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jul 15, 2020 | Aug 17, 2022 | no | BROOKLYN, NY | Previous registration |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Feb 1, 2013 | Jul 10, 2020 | no | BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY | Previous registration |
| CAPITAL ONE FINANCIAL ADVISORS LLC | n/a | Dec 2, 2011 | Jan 28, 2013 | no | MELVILLE, NY | Previous registration |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Jan 2, 2007 | Nov 29, 2011 | no | BROOKLYN, NY|BROOKLYN, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | CITIZENS SECURITIES, INC. | Aug 17, 2022 | Aug 17, 2022 | 0 | Firm change | Ibd to ibd |
| HSBC SECURITIES (USA) INC. | CETERA INVESTMENT ADVISERS LLC | Jul 10, 2020 | Jul 15, 2020 | 5 | Firm change | Ibd to ibd |
| CAPITAL ONE FINANCIAL ADVISORS LLC | HSBC SECURITIES (USA) INC. | Jan 28, 2013 | Feb 1, 2013 | 4 | Firm change | Other |
| HSBC SECURITIES (USA) INC. | CAPITAL ONE FINANCIAL ADVISORS LLC | Nov 29, 2011 | Dec 2, 2011 | 3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:39550:NY:2022-08-17 | Aug 17, 2022 | Aug 17, 2022 | BROOKLYN, NY | Firm change |
| 19585:105644:NY:2020-07-02 | Jul 10, 2020 | Jul 15, 2020 | BROOKLYN, NY | Firm change |