DFX Intelligence

R•••••• L•• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

R•••••• L•• M•••••

Advisor at F•••••••• P••••••• C•••••

SHEBOYGAN, WI

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Search this name across graphsid dfx:ria:84274b2a-f212-7804-c20d-4bf2409ee9e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 28, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• P••••••• C•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 1, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• P••••••• C•••••	State registered	Jul 25, 2013	n/a	yes	SHEBOYGAN, WI	Current employment
C•• S•••••••• L••	n/a	Apr 2, 2008	Nov 9, 2010	no	MUKWONAGO, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• B•••••••• S•••••••• I•••	X•••• I••••••••• S•••••••• I•••	Jul 24, 2013	Jan 2, 2002	-4,221	Firm change after gap	Other
C•• S•••••••• L••	F•••••••• P••••••• C•••••	Nov 9, 2010	Jul 25, 2013

Relationships

Registered with (6)

→ F•••••••• P••••••• C•••••Registered adviserregistration: current employment
Jul 25, 2013 to presentfactForm ADV
→ P••••••••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 28, 1997 to Jul 24, 2013factForm ADV
→ C•• S•••••••• L••Registered adviserregistration: previous registration
Apr 2, 2008 to Nov 9, 2010factForm ADV
→ G•••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84274b2a-f212-7804-c20d-4bf2409ee9e0
First observed: Aug 28, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.