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S••••• Y• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

S••••• Y• L••

Advisor at B•••••• F•••••••• S••••••• G••••

IRVINE, CA

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Search this name across graphsid dfx:ria:8444d43c-2770-118c-a6b1-aec292e5c035

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 5, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• F•••••••• S••••••• G••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• F•••••••• S••••••• G••••	Independent wealth	Aug 9, 2024	n/a	yes	IRVINE, CA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 8, 2018	Sep 26, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	B•••••• F•••••••• S••••••• G••••	Sep 26, 2022	Aug 9, 2024	683	Firm change after gap	Wirehouse to RIA
S••••••• F•••••••• S•••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Sep 27, 2018

Relationships

Registered with (3)

→ B•••••• F•••••••• S••••••• G••••Registered adviserregistration: current employment
Aug 9, 2024 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 8, 2018 to Sep 26, 2022factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 5, 2017 to Sep 27, 2018factForm ADV

Dated events

Occurred
Sep 26, 2022
Advisor changed firm
S••••• Y• L•• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for B•••••• F•••••••• S••••••• G•••• (registered 2024-08-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8444d43c-2770-118c-a6b1-aec292e5c035
First observed: May 5, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.