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Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ORLANDO, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 29, 2019 | n/a | yes | ORLANDO, FL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jun 19, 2012 | May 23, 2017 | no | MINNEAPOLIS, MN|ORLANDO, FL|JACKSONVILLE, FL|CHARLOTTE, NC|ORLANDO, FL|MINNEAPOLIS, MN|ORLANDO, FL | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jun 23, 2009 | Feb 28, 2012 | no | ORLANDO, FL | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Mar 14, 2008 | Mar 5, 2009 | no | JACKSONVILLE, FL|JACKSONVILLE, FL|JACKSONVILLE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 23, 2017 | Aug 29, 2019 | 828 | Firm change after gap | Wirehouse to wirehouse |
| FIFTH THIRD SECURITIES, INC. | WELLS FARGO ADVISORS | Feb 28, 2012 | Jun 19, 2012 | 112 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | FIFTH THIRD SECURITIES, INC. | Mar 5, 2009 | Jun 23, 2009 | 110 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:7691:FL:2017-05-23 | May 23, 2017 | Aug 29, 2019 | ORLANDO, FL | Firm change after gap |