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Advisor at AZA CAPITAL MANAGEMENT
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AZA CAPITAL MANAGEMENT | Independent wealth | Jun 10, 2014 | n/a | yes | CHICAGO, IL | Current employment |
| INTEROCEAN CAPITAL, LLC | Former SEC adviser | Jan 11, 2010 | Jun 5, 2014 | no | n/a | Previous registration |
| KOVITZ INVESTMENT GROUP, LLC | Former SEC adviser | Nov 20, 2003 | Dec 31, 2005 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INTEROCEAN CAPITAL, LLC | AZA CAPITAL MANAGEMENT | Jun 5, 2014 | Jun 10, 2014 | 5 | Firm change | Other |
| KOVITZ INVESTMENT GROUP, LLC | INTEROCEAN CAPITAL, LLC | Dec 31, 2005 | Jan 11, 2010 | 1,472 | Firm change after gap | Other |