DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

INTEROCEAN CAPITAL, LLC

CRD 136887

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3d35a4b5-aa1d-427b-440e-197207749ffe

Data as of Jun 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 2
On other graphs: 2
Observed: Mar 30, 2012 to Jun 30, 2020
46 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Interocean Capital, LLC

Private equity manager · shared crd

Allocatorsidentity

Interocean Capital, LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.5BItem 5.F on the latest filing (2020-06-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.0B
Private client RAUM: $2.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 18
Advisory employees: 13
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3,106
Individual clients: 10
High net worth clients: 924
Custody, client assets: $111M
SEC number: 801-64666
CRD: 136887
Filings on the tape: 46
First filed: Mar 30, 2012
Latest filed: Jun 30, 2020
Organised: Limited Liability Company, Illinois

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAMP, JEFFREY, S	CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, MEMBER	B	yes	11/2005	Mar 30, 2012	Jun 30, 2020
EISAMAN, REGE, S	CHIEF EXECUTIVE OFFICER, MEMBER	C	yes	11/2005	Mar 30, 2012	Jun 30, 2020
PATINKIN, ROBIN, JAN	MANAGING DIRECTOR	Na	yes	06/2017	Aug 9, 2017	Jun 30, 2020
Sumlar, Forrest, Patrick	CHIEF COMPLIANCE OFFICER	Na	yes	12/2015	Jan 13, 2016	Jun 30, 2020
CARR, MARK, E	Member	B	no	11/2005	Mar 30, 2012	Jun 30, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
INTEROCEAN CAPITAL - TN, LLC	n/a	Former SEC adviser	$116M	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 30, 2020	$2.5B	$2.0B	18	13	0	n/a	n/a
2018	Mar 30, 2019	$1.9B	$1.5B	16	11	0	n/a	n/a
2017	Mar 29, 2018	$1.7B	$1.1B	16	10	0	n/a	n/a
2016	Mar 31, 2017	$1.3B	$750M	12	5	n/a	n/a	n/a
2015	Mar 30, 2016	$1.3B	$640M	16	6	n/a	n/a	n/a
2014	Mar 31, 2015	$1.2B	$657M	15	6	n/a	n/a	n/a
2013	Mar 31, 2014	$886M	$449M	7	2	n/a	n/a	n/a
2012	Mar 28, 2013	$684M	$264M	9	2	n/a	1	$122M
2011	Mar 30, 2012	$617M	$217M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$2.5B	$1.9B	26.0%	$1.3B	24.6%	18	16	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
INTEROCEAN CAPITAL	12	Oct 14, 2020	Oct 30, 2020	CHICAGO, IL	Firm absorbed	RIA to RIA	100.0%
ARETE WEALTH ADVISORS, LLC	2	Oct 3, 2016	Oct 18, 2016	CHICAGO, IL	Team lift out	Other	25.0%

Relationships

Affiliated with (2)

→ INTEROCEAN CAPITAL - TN, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← INTEROCEAN CAPITAL - TN, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Owns (1)

← CARR, MARK, EOwnerMEMBER, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV

Controls (4)

← EISAMAN, REGE, SOwnerCHIEF EXECUTIVE OFFICER, MEMBER, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← CAMP, JEFFREY, SOwnerCHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, MEMBER, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV
← PATINKIN, ROBIN, JANOwnerMANAGING DIRECTOR, ownership code NA, individual
Aug 9, 2017 to presentfactForm ADV
← Sumlar, Forrest, PatrickOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 13, 2016 to presentfactForm ADV

Moved with (2)

→ INTEROCEAN CAPITALRegistered adviser11 advisors, firm absorbed, same day
Oct 14, 2020 to Oct 30, 2020factForm ADV
→ ARETE WEALTH ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Oct 3, 2016 to Oct 18, 2016factForm ADV

Registered with (16)

← MARK E CARRAdvisorregistration: previous registration
Feb 8, 2006 to Oct 14, 2020factForm ADV
← REGE SCOTT EISAMANAdvisorregistration: previous registration
Nov 23, 2005 to Oct 14, 2020factForm ADV
← MICHAEL LEE DIXONAdvisorregistration: previous registration
Aug 10, 2020 to Oct 14, 2020factForm ADV
← JASON LEE BUCKAdvisorregistration: previous registration
Apr 13, 2016 to Oct 14, 2020factForm ADV
← JEFFREY SCOTT CAMPAdvisorregistration: previous registration
Nov 23, 2005 to Oct 14, 2020factForm ADV
← ROBIN JAN PATINKINAdvisorregistration: previous registration
Aug 10, 2017 to Oct 14, 2020factForm ADV
← ERIK NELS LARSONAdvisorregistration: previous registration
Apr 17, 2014 to Oct 14, 2020factForm ADV
← NICHOLAS DAVID ROUNDSAdvisorregistration: previous registration
Jul 24, 2015 to Oct 14, 2020factForm ADV
← JAMES R HAMMACKAdvisorregistration: previous registration
Oct 30, 2018 to Oct 14, 2020factForm ADV
← Mark Harold BergsohnAdvisorregistration: previous registration
Apr 21, 2018 to Oct 14, 2020factForm ADV
← Bhawana KhuranaAdvisorregistration: previous registration
May 16, 2019 to Oct 14, 2020factForm ADV
← David James JanczewskiAdvisorregistration: previous registration
Sep 10, 2020 to Oct 14, 2020factForm ADV
← MICHAEL CHARLES VOGELAdvisorregistration: previous registration
May 29, 2014 to Oct 3, 2016factForm ADV
← ROSS ALAN BLAUWKAMPAdvisorregistration: previous registration
May 29, 2014 to Oct 3, 2016factForm ADV
← CHRISTOPHER ALLEN RECKERAdvisorregistration: previous registration
Jan 11, 2010 to Jun 5, 2014factForm ADV
← DOUGLAS WAYNE BENNINGTONAdvisorregistration: previous registration
Aug 16, 2006 to Feb 13, 2009factForm ADV

Dated events

Occurred
Mar 30, 2020
Regulatory AUM changed
Interocean Capital, Llc reported RAUM $2.5B, up 26% from $1.9B (2019-03-30 to 2020-03-30)
Form ADVobserved 5 days ago
$506M
Occurred
Mar 29, 2018
Regulatory AUM changed
Interocean Capital, Llc reported RAUM $1.7B, up 31% from $1.3B (2018-02-15 to 2018-03-29)
Form ADVobserved 5 days ago
$392M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3d35a4b5-aa1d-427b-440e-197207749ffe
First observed: Mar 30, 2012
Last observed: Jun 30, 2020 75 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INTEROCEAN CAPITAL, LLC

CRD 136887

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3d35a4b5-aa1d-427b-440e-197207749ffe

Data as of Jun 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:42 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAMP, JEFFREY, S

CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, MEMBER

yes

11/2005

Mar 30, 2012

Jun 30, 2020

EISAMAN, REGE, S

CHIEF EXECUTIVE OFFICER, MEMBER

yes

11/2005

Mar 30, 2012

Jun 30, 2020

PATINKIN, ROBIN, JAN

MANAGING DIRECTOR

yes

06/2017

Aug 9, 2017

Jun 30, 2020

Sumlar, Forrest, Patrick

CHIEF COMPLIANCE OFFICER

yes

12/2015

Jan 13, 2016

Jun 30, 2020

CARR, MARK, E

Member

11/2005

Mar 30, 2012

Jun 30, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

INTEROCEAN CAPITAL - TN, LLC

n/a

Former SEC adviser

$116M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 30, 2020

$2.5B

$2.0B

n/a

2018

Mar 30, 2019

$1.9B

$1.5B

n/a

2017

Mar 29, 2018

$1.7B

$1.1B

n/a

2016

Mar 31, 2017

$1.3B

$750M

n/a

2015

Mar 30, 2016

$1.3B

$640M

n/a

2014

Mar 31, 2015

$1.2B

$657M

n/a

2013

Mar 31, 2014

$886M

$449M

n/a

2012

Mar 28, 2013

$684M

$264M

n/a

$122M

2011

Mar 30, 2012

$617M

$217M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$2.5B

$1.9B

26.0%

$1.3B

24.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

INTEROCEAN CAPITAL

Oct 14, 2020

Oct 30, 2020

CHICAGO, IL

Firm absorbed

RIA to RIA

100.0%

ARETE WEALTH ADVISORS, LLC

Oct 3, 2016

Oct 18, 2016

CHICAGO, IL

Team lift out

Other

25.0%