DFX Intelligence

N••• T•• M••• B••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

N••• T•• M••• B••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Tukwila, WA

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Search this name across graphsid dfx:ria:84683649-9f64-494b-2a1b-d3e9e3339a38

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 15, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Mar 27, 2023	n/a	yes	Tukwila, WA\|Tukwila, WA	Current employment
S• R• S••••• • A••••••••• I•••	Independent wealth	Nov 23, 2016	Mar 25, 2019	no	MERCER ISLAND, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S• R• S••••• • A••••••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Mar 25, 2019	Mar 27, 2023	1,463	Firm change after gap	RIA to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S• R• S••••• • A••••••••• I•••	Oct 21, 2016

Relationships

Registered with (3)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Mar 27, 2023 to presentfactForm ADV
→ S• R• S••••• • A••••••••• I•••Registered adviserregistration: previous registration
Nov 23, 2016 to Mar 25, 2019factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 15, 2016 to Oct 21, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84683649-9f64-494b-2a1b-d3e9e3339a38
First observed: Sep 15, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.