DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••••• P•••• A•••• M••••••••• L••
PORTSMOUTH, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••••• P•••• A•••• M••••••••• L•• | State registered | Apr 24, 2023 | n/a | yes | PORTSMOUTH, NH | Current employment |
| E••••• P••••••• O• N•• E••••••• L•• | Former SEC adviser | Jun 27, 2019 | May 17, 2023 | no | PORTSMOUTH, NH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E••••• P••••••• O• N•• E••••••• L•• | O•••••• P•••• A•••• M••••••••• L•• | May 17, 2023 | Apr 24, 2023 | -23 | Firm change | Other |
| S•••••••• S••••••••• | E••••• P••••••• O• N•• E••••••• L•• | May 22, 2019 | Jun 27, 2019 |
| S•••••••• S••••••••• | Bd affiliated wealth | Sep 19, 2012 | May 22, 2019 | no | Derry, NH|SEABROOK, NH|Salem, NH|Wakefield, MA|PLYMOUTH, MA|HOOKSETT, NH|MANCHESTER, NH|Plaistow, NH|Worcester, MA|Framingham, MA|Winchester, MA|Lexington, MA|DRACUT, MA|Waltham, MA|Waltham, MA|Billerica, MA|Weston, MA|SEABROOK, NH | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | May 27, 2008 | Sep 19, 2012 | no | HOLLIS, NH|HOLLIS, NH|SEABROOK, NH|MANCHESTER, NH|SALEM, NH|HUDSON, NH|RAYMOND, NH|DERRY, NH|SALEM, NH|SEABROOK, NH|SALEM, NH|HOLLIS, NH|RAYMOND, NH|SEABROOK, NH|SALEM, NH | Previous registration |
| I••• S••••••••• I••• | n/a | Feb 2, 2005 | May 27, 2008 | no | DERRY, NH|DERRY, NH|HUDSON, NH|SALEM, NH|SEABROOK, NH|DERRY, NH|HOLLIS, NH|MANCHESTER, NH|RAYMOND, NH|SALEM, NH | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jul 1, 2003 | Feb 4, 2005 | no | PORTSMOUTH, NH | Previous registration |
| P••••••••• E••••• G••••• L•• | n/a | Jun 3, 1998 | Jul 1, 2003 | no | PORTSMOUTH, NH | Previous registration |
| 36 |
| Firm change |
| Other |
| L•• F•••••••• L•• | S•••••••• S••••••••• | Sep 19, 2012 | Sep 19, 2012 | 0 | Bulk transfer | Other |
| I••• S••••••••• I••• | L•• F•••••••• L•• | May 27, 2008 | May 27, 2008 | 0 | Bulk transfer | Other |
| W•••• F•••• A••••••• | I••• S••••••••• I••• | Feb 4, 2005 | Feb 2, 2005 | -2 | Firm change | Other |
| P••••••••• E••••• G••••• L•• | W•••• F•••• A••••••• | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |