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Advisor at WEALTH ADVISORS GROUP, LLC
CORALVILLE, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ADVISORS GROUP, LLC | Independent wealth | Jan 18, 2018 | n/a | yes | CORALVILLE, IA | Current employment |
| SII INVESTMENTS, INC. | Former SEC adviser | Jan 20, 2004 | Jan 12, 2018 | no | IOWA CITY, IA|CORALVILLE, IA | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Dec 27, 1999 | Aug 1, 2002 | no | IOWA CITY, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SII INVESTMENTS, INC. | WEALTH ADVISORS GROUP, LLC | Jan 12, 2018 | Jan 18, 2018 | 6 | Firm change | Ibd to new firm |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | SII INVESTMENTS, INC. | Aug 1, 2002 | Jan 20, 2004 | 537 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 2225:291648:IA:2018-01-12 | Jan 12, 2018 | Jan 18, 2018 | CORALVILLE, IA | Firm change |