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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WEALTH ADVISORS GROUP, LLC

CRD 291648

CORALVILLE, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ac8379b3-23a6-33e8-ce7e-5c5bc3cdd4e8

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Dec 11, 2017 to Mar 27, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $278MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $278M
Private client RAUM: $278MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $139Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,201
Individual clients: 182
High net worth clients: 90
SEC number: 801-112281
CRD: 291648
Filings on the tape: 19
First filed: Dec 11, 2017
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, IA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JASON ALAN DUMONT	n/a	CORALVILLE, IA	8	33	2	no
MICHAEL J CONLON	n/a	CORALVILLE, IA	3	15	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DUMONT, JASON, ALAN	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	01/2022	Dec 11, 2017	Jan 25, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 8 of 9

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 27, 2026	$278M	$278M	2	2	n/a	n/a
2024	Mar 3, 2025	$216M	$216M	2	2	n/a	n/a
2023	Jan 22, 2024	$179M	$179M	2	2	n/a	n/a
2022	Feb 7, 2023	$143M	$143M	1	1	n/a	n/a
2021	Feb 9, 2022	$151M	$151M	1	1	n/a	n/a
2020	Feb 24, 2021	$222M	$222M	2	2	n/a	n/a
2019	Feb 5, 2020	$195M	$195M	2	2	n/a	n/a
2018	Jan 18, 2019	$161M	$161M	2	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$278M	$216M	29.0%	$143M	24.8%	2	2	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SII INVESTMENTS, INC.	2	Jan 12, 2018	Jan 18, 2018	CORALVILLE, IA	Team lift out	Ibd to new firm	1.1%

Relationships

Registered with (3)

← MICHAEL J CONLONAdvisorregistration: current employment
Jun 15, 2023 to presentfactForm ADV
← JASON ALAN DUMONTAdvisorregistration: current employment
Jan 18, 2018 to presentfactForm ADV
← CHARLES THOMAS PUCCIOAdvisorregistration: previous registration
Jan 17, 2018 to Feb 9, 2022factForm ADV

Controls (1)

← DUMONT, JASON, ALANOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Dec 11, 2017 to Jan 25, 2024factForm ADV

Moved with (1)

← SII INVESTMENTS, INC.Registered adviser2 advisors, team lift out
Jan 12, 2018 to Jan 18, 2018factForm ADV

Dated events

Occurred
Feb 9, 2022
Control person left
Thomas Charles Puccio (Managing Member/Chief Compliance Officer/Investment Advisor Representative) no longer on Schedule A of Wealth Advisors Group, Llc (listed 2021-02-24, absent 2022-02-09)
Form ADVobserved 4 days ago
Occurred
Feb 9, 2022
Advisor changed firm
Charles Thomas Puccio left Wealth Advisors Group, Llc for United Planners' Financial Services Of America A Limited Partner (registered 2022-02-01)
Form ADVobserved 4 days ago
Occurred
Dec 11, 2017
First Form ADV filing
Wealth Advisors Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac8379b3-23a6-33e8-ce7e-5c5bc3cdd4e8
First observed: Dec 11, 2017
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WEALTH ADVISORS GROUP, LLC

CRD 291648

CORALVILLE, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ac8379b3-23a6-33e8-ce7e-5c5bc3cdd4e8

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:35 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JASON ALAN DUMONT

n/a

CORALVILLE, IA

MICHAEL J CONLON

n/a

CORALVILLE, IA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DUMONT, JASON, ALAN

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

01/2022

Dec 11, 2017

Jan 25, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$278M

n/a

2024

Mar 3, 2025

$216M

n/a

2023

Jan 22, 2024

$179M

n/a

2022

Feb 7, 2023

$143M

n/a

2021

Feb 9, 2022

$151M

n/a

2020

Feb 24, 2021

$222M

n/a

2019

Feb 5, 2020

$195M

n/a

2018

Jan 18, 2019

$161M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$278M

$216M

29.0%

$143M

24.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SII INVESTMENTS, INC.

Jan 12, 2018

Jan 18, 2018

CORALVILLE, IA

Team lift out

Ibd to new firm

1.1%