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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ARLINGTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Oct 9, 2013 | n/a | yes | ARLINGTON, TX | Current employment |
| SFMG WEALTH ADVISORS | Independent wealth | May 29, 2002 | Dec 23, 2009 | no | ARLINGTON, TX | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Nov 14, 1997 | Oct 4, 2013 | no | ARLINGTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | SFMG WEALTH ADVISORS | Oct 4, 2013 | May 29, 2002 | -4,146 | Firm change after gap | Other |
| SFMG WEALTH ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Dec 23, 2009 | Oct 9, 2013 | 1,386 | Firm change after gap | Other |