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S•••, LLC., CRD 107548
PLANO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| C•••• M••• G••••••• | Certified Financial Planner | PLANO, TX | 26 | 27 | 3 | no |
| D•••• W•••• W•••• | n/a | PLANO, TX | 24 | 44 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| S••• K••••••••• E• F••• | Other Private Fund | $376,821 | Jul 24, 2026 | 12 | Jul 24, 2026 | reported | 021-3862 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••••• C••••••• L•••• | CHIEF COMPLIANCE OFFICER & WEALTH ADVISOR | Na | yes | 01/2021 | Jul 24, 2026 | Jul 24, 2026 |
| C••••• C••••••••• G•••••• | CHIEF INVESTMENT OFFICER | Na | yes | 06/2021 | Jul 24, 2026 | Jul 24, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.0B | $2.5B | 17.1% | $1.9B | 16.2% | 39 | 38 | 1 | 0 |
| no |
| K•••• W•••• M••••••• | n/a | PLANO, TX | 21 | 24 | 3 | no |
| R••• J•• B•••• | Certified Financial Planner | PLANO, TX | 17 | 20 | n/a | no |
| J•••• T••••• N••• | Certified Financial Planner | PLANO, TX | 13 | 17 | n/a | no |
| S•••••• G••••• S••• | Certified Financial Planner|Chartered Financial Analyst | PLANO, TX | 10 | 32 | 2 | no |
| D•••• P••• G••••• | Certified Financial Planner | PLANO, TX | 9 | 23 | 1 | no |
| C•••••• L•••• B•••••• | Certified Financial Planner | PLANO, TX | 6 | 24 | 3 | no |
| S•••••• T••••• P••• | Certified Financial Planner | PLANO, TX | 5 | 13 | n/a | no |
| M•••••• C• C••••• | Certified Financial Planner | PLANO, TX | 5 | 13 | 4 | no |
| T•••• R•• F•••• | Certified Financial Planner | PLANO, TX | 5 | 13 | n/a | no |
| D•••• J•••• D••••• | Certified Financial Planner | PLANO, TX | 5 | 12 | n/a | no |
| C••••••••• G•••••• C•••• | Chartered Financial Analyst | PLANO, TX | 4 | 10 | n/a | no |
| C•••••• M••••• T••••• | Certified Financial Planner | PLANO, TX | 4 | 12 | 2 | no |
| B•••• E••••• R••••• | n/a | PLANO, TX | 0 | 10 | n/a | no |
| A•••• J••• K•••••• | Certified Financial Planner | PLANO, TX | 0 | 11 | n/a | no |
| T•••• J•••• T••••• | Certified Financial Planner | PLANO, TX | 0 | 10 | n/a | no |
| Stakeholder |
| A |
| yes |
| 12/2023 |
| Jul 24, 2026 |
| Jul 24, 2026 |
| H••••••• M•••••• | DIRECTOR OF OPERATIONS | Na | yes | 01/2022 | Jul 24, 2026 | Jul 24, 2026 |
| M•••••••• K••••• W•••• | CEO, MANAGING DIRECTOR DIRECTOR | C | yes | 01/2005 | Jul 24, 2026 | Jul 24, 2026 |
| N•••• J••••• T••••• | MANAGING DIRECTOR | A | yes | 07/2020 | Jul 24, 2026 | Jul 24, 2026 |
| S•••• S••••••• G••••• | MANAGING DIRECTOR | B | yes | 07/2019 | Jul 24, 2026 | Jul 24, 2026 |
| B••••• R•••• J•• | PRESIDENT & MANAGING DIRECTOR | B | yes | 01/2022 | Nov 19, 2014 | Dec 11, 2024 |
| Mar 13, 2026 |
| $3.0B |
| $2.7B |
| 39 |
| 16 |
| 1 |
| 1 |
| n/a |
| 2024 | Apr 9, 2025 | $2.5B | $2.3B | 38 | 16 | 0 | n/a | n/a |
| 2023 | Mar 26, 2024 | $2.2B | $2.1B | 37 | 18 | 0 | n/a | n/a |
| 2022 | Mar 28, 2023 | $1.9B | $1.7B | 36 | 17 | 1 | n/a | n/a |
| 2021 | Mar 25, 2022 | $2.0B | $1.8B | 34 | 18 | 1 | n/a | n/a |
| 2020 | Mar 30, 2021 | $1.7B | $1.6B | 31 | 18 | 1 | n/a | n/a |
| 2019 | Mar 30, 2020 | $1.5B | $1.5B | 28 | 14 | 1 | n/a | n/a |
| 2018 | Mar 29, 2019 | $1.3B | $1.2B | 27 | 12 | 1 | n/a | n/a |
| 2017 | Mar 30, 2018 | $1.2B | $1.2B | 24 | 12 | 1 | n/a | n/a |
| 2016 | Mar 30, 2017 | $1.1B | $1.0B | 11 | 11 | n/a | n/a | n/a |
| 2015 | Mar 28, 2016 | $914M | $888M | 9 | 8 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $897M | $880M | 9 | 8 | n/a | n/a | n/a |
| 2013 | Mar 19, 2014 | $718M | $718M | 9 | 8 | n/a | n/a | n/a |
| 2012 | Mar 27, 2013 | $554M | $553M | 9 | 8 | n/a | n/a | n/a |
| 2011 | Mar 23, 2012 | $436M | $436M | n/a | n/a | n/a | n/a | n/a |