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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)41 years in industry

TODD MICHAEL SCHOBER

Advisor at INTEGRITY ALLIANCE, LLC

AUSTIN, TX | Mount Pleasant, WI

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Search this name across graphsid dfx:ria:84794f3f-5557-e1d9-1adb-7558dd5ecdab

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 15, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTEGRITY ALLIANCE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 10, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Sep 10, 1985
First registration: Jan 15, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 1392164

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Nov 3, 2025	n/a	yes	Mount Pleasant, WI\|AUSTIN, TX	Current employment
LION STREET ADVISORS, LLC	Former SEC adviser	Aug 1, 2023	Nov 3, 2025	no	Mount Pleasant, WI\|AUSTIN, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2018	Jul 5, 2023	no	RACINE, WI	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Jan 15, 2009	Feb 14, 2018	no	RACINE, WI\|RACINE, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LION STREET ADVISORS, LLC	INTEGRITY ALLIANCE, LLC	Nov 3, 2025	Nov 3, 2025	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	LION STREET ADVISORS, LLC	Jul 5, 2023	Aug 1, 2023	27	Firm change	Ibd to ibd
INVEST FINANCIAL CORPORATION	LPL FINANCIAL LLC	Feb 14, 2018	Feb 14, 2018	0	Bulk transfer	Other

Relationships

Registered with (4)

→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: current employment
Nov 3, 2025 to presentfactForm ADV
→ LION STREET ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 1, 2023 to Nov 3, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 14, 2018 to Jul 5, 2023factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Jan 15, 2009 to Feb 14, 2018factForm ADV

Dated events

Occurred
Jul 5, 2023
Advisor changed firm
Todd Michael Schober left Lpl Financial Llc for Lion Street Advisors, Llc (registered 2023-08-01)
Form ADVobserved 4 days ago