DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at OSAIC WEALTH, INC.
VISTA, CA | Irvine, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Sep 1, 2023 | n/a | yes | Irvine, CA|VISTA, CA | Current employment |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Oct 31, 2005 | Sep 1, 2023 | no | SAN DIEGO, CA|VISTA, CA | Previous registration |
| SUNAMERICA SECURITIES, INC. | n/a | Feb 11, 2005 | Oct 31, 2005 | no | OCEANSIDE, CA | Previous registration |
| SUNSET FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 11, 1999 | Jan 19, 2005 | no | OCEANSIDE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGEPOINT FINANCIAL, INC. | OSAIC WEALTH, INC. | Sep 1, 2023 | Sep 1, 2023 | 0 | Bulk transfer | Ibd to ibd |
| SUNAMERICA SECURITIES, INC. | SAGEPOINT FINANCIAL, INC. | Oct 31, 2005 | Oct 31, 2005 | 0 | Bulk transfer | Other |
| SUNSET FINANCIAL SERVICES, INC. | SUNAMERICA SECURITIES, INC. | Jan 19, 2005 | Feb 11, 2005 | 23 | Firm change | Other |