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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Laura Alstrup Maynes

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SALT LAKE CITY, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:847dfbc1-8418-0131-e34a-7da12c0fc2d8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 14, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 11, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jun 11, 1998
First registration: Jun 14, 2000
Dual registered: yes, broker-dealer
Other names: Laura A Maynes|Laura Lee Alstrup|Laura Maynes
IAPD individual key: 3031558

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 28, 2018	n/a	yes	SALT LAKE CITY, UT	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Dec 1, 2016	no	SALT LAKE CITY, UT\|SALT LAKE CITY, UT	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jun 14, 2000	Jul 1, 2003	no	SALT LAKE CITY, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 1, 2016	Mar 28, 2018	482	Firm change after gap	Wirehouse to wirehouse
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Relationships

Registered with (3)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Mar 28, 2018 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Dec 1, 2016factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jun 14, 2000 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:847dfbc1-8418-0131-e34a-7da12c0fc2d8
First observed: Jun 14, 2000
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Laura Alstrup Maynes

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SALT LAKE CITY, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:847dfbc1-8418-0131-e34a-7da12c0fc2d8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:21 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Mar 28, 2018

n/a

yes

SALT LAKE CITY, UT

Current employment

WELLS FARGO ADVISORS

Wirehouse

Jul 1, 2003

Dec 1, 2016

SALT LAKE CITY, UT|SALT LAKE CITY, UT

Previous registration

PRUDENTIAL EQUITY GROUP, LLC

n/a

Jun 14, 2000

Jul 1, 2003

SALT LAKE CITY, UT

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELLS FARGO ADVISORS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Dec 1, 2016

Mar 28, 2018

482

Firm change after gap

Wirehouse to wirehouse

PRUDENTIAL EQUITY GROUP, LLC

WELLS FARGO ADVISORS

Jul 1, 2003

Bulk transfer

Other