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RIA / WealthAdvisor23 years in industry

BEAU THOMAS WOODWARD

Advisor at WOODWARD DIVERSIFIED CAPITAL, LLC

BAKERSFIELD, CA

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Search this name across graphsid dfx:ria:84842167-a63c-e204-4e35-71faf0ac9a63

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 1
Observed: Feb 27, 2003 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Beau Thomas Woodward

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WOODWARD DIVERSIFIED CAPITAL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 26, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 26, 2003
First registration: Feb 27, 2003
Dual registered: no
IAPD individual key: 3177273

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WOODWARD DIVERSIFIED CAPITAL, LLC	Independent wealth	Apr 20, 2020	n/a	yes	BAKERSFIELD, CA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Mar 24, 2020	no	BAKERSFIELD, CA\|SAN LUIS OBISPO, CA\|FRESNO, CA\|BAKERSFIELD, CA\|FRESNO, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Jun 29, 2007	Jan 3, 2011	no	SAN LUIS OBISPO, CA\|BAKERSFIELD, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Feb 3, 2005	Jul 10, 2007	no	BAKERSFIELD, CA\|Bakersfield, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Feb 13, 2004	Nov 16, 2004	no	ROSEVILLE, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Feb 27, 2003	Feb 25, 2004	no	BAKERSFIELD, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	WOODWARD DIVERSIFIED CAPITAL, LLC	Mar 24, 2020	Apr 20, 2020	27	Firm change	Wirehouse to RIA
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
CHARLES SCHWAB & CO., INC.	WELLS FARGO INVESTMENTS, LLC	Jul 10, 2007	Jun 29, 2007	-11	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	CHARLES SCHWAB & CO., INC.	Nov 16, 2004	Feb 3, 2005	79	Firm change	Other
MORGAN STANLEY DW INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Feb 25, 2004	Feb 13, 2004	-12	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:306299:CA:2020-03-24	Mar 24, 2020	Apr 20, 2020	FRESNO, CA	Firm change

Relationships

Registered with (6)

→ WOODWARD DIVERSIFIED CAPITAL, LLCRegistered adviserregistration: current employment
Apr 20, 2020 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Mar 24, 2020factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jun 29, 2007 to Jan 3, 2011factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Feb 3, 2005 to Jul 10, 2007factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Feb 13, 2004 to Nov 16, 2004factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Feb 27, 2003 to Feb 25, 2004factForm ADV

Dated events

No dated event names this entity yet.