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M••• J•••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)43 years in industry

M••• J•••• E••••••

Advisor at W•••• F•••• A•••••••

PALM BEACH GARDENS, FL | OLD GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8488ab6d-d21e-7050-6d16-084a37d9328b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 1, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 2, 1982earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jul 1, 2026	n/a	yes	PALM BEACH GARDENS, FL\|OLD GREENWICH, CT	Current employment
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Nov 1, 2016	Jul 2, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	W•••• F•••• A•••••••	Jul 2, 2026	Jul 1, 2026	-1	Firm change	Ibd to wirehouse
S••••••• I••••••••• S•••••••• I•••	T••••• A••••••• S•••••••• I•••	Dec 31, 2016

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
283390:11025:FL:2026-07-01	Jul 2, 2026	Jul 1, 2026	PALM BEACH GARDENS, FL	Firm change
19616:17499:FL:2016-04-20	Apr 20, 2016	Apr 21, 2016	WEST PALM BEACH, FL	Firm change

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jul 1, 2026 to presentfactForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 1, 2016 to Jul 2, 2026factForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 21, 2016 to Dec 31, 2016factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Jul 2, 2026
Advisor changed firm
M••• J•••• E•••••• left T••••• A••••••• S•••••••• I••• for W•••• F•••• A••••••• (registered 2026-07-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8488ab6d-d21e-7050-6d16-084a37d9328b
First observed: Oct 1, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.