W•••• W• H•••••

Advisor at C• A•••••••• L••

Basking Ridge, NJ | BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8488b9fa-ad3f-5ced-9a13-f6d2e4cc1558

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• A•••••••• L••	Independent wealth	Mar 24, 2025	n/a	yes	BOSTON, MA\|Basking Ridge, NJ	Current employment
D•••• F•••••••• G••••• I•••	Former SEC adviser	Jul 17, 2013	Mar 27, 2025	no	BASKING RIDGE, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••• F•••••••• G••••• I•••	C• A•••••••• L••	Mar 27, 2025	Mar 24, 2025	-3	Firm change	RIA to RIA
A•••••• A••••••• S•••••••	D•••• F•••••••• G••••• I•••	May 17, 2013	Jul 17, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
107399:310873:NJ:2025-03-27	Mar 27, 2025	Mar 24, 2025	BASKING RIDGE, NJ	Firm change

Relationships

Registered with (4)

→ C• A•••••••• L••Registered adviserregistration: current employment
Mar 24, 2025 to presentfactForm ADV
→ D•••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Jul 17, 2013 to Mar 27, 2025factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Jan 21, 2005 to May 17, 2013factForm ADV
→ O•••• F•• I•••

Dated events

Occurred
Mar 27, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8488b9fa-ad3f-5ced-9a13-f6d2e4cc1558
First observed: May 18, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.