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Advisor at WELLS FARGO ADVISORS
ST. LOUIS, MO | Charlotte, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Feb 17, 2020 | n/a | yes | ST. LOUIS, MO|Charlotte, NC | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 27, 2014 | Jan 2, 2020 | no | CHARLOTTE, NC | Previous registration |
| JBS LIBERTY SECURITIES, INC. | n/a | Jul 23, 2003 | Mar 31, 2005 | no | GREENVILLE, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Jan 2, 2020 | Feb 17, 2020 | 46 | Firm change | Wirehouse to wirehouse |
| JBS LIBERTY SECURITIES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 31, 2005 | Feb 27, 2014 | 3,255 | Firm change after gap | Other |