DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

CRAIG HERBERT

Advisor at CETERA INVESTMENT ADVISERS LLC

CORAL SPRINGS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:848a0f98-fbde-8067-b92a-4a0ae51256ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 18, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: May 18, 1992
First registration: Oct 1, 2000
Dual registered: yes, broker-dealer
Other names: HOWARD HERBERT
IAPD individual key: 1968586

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Nov 21, 2019	n/a	yes	CORAL SPRINGS, FL	Current employment
SINGER WEALTH ADVISORS INC.	Former SEC adviser	Aug 7, 2019	Oct 18, 2019	no	BOCA RATON, FL	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Feb 11, 2014	Jul 15, 2019	no	CORAL SPRINGS, FL	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Feb 4, 2013	Jan 29, 2014	no	ST CLOUD, MN\|CORAL SPRINGS, FL\|WEST PALM BEACH, FL	Previous registration
LEGEND ADVISORY, LLC	Former SEC adviser	Apr 23, 2012	Jan 22, 2013	no	PALM BEACH GARDENS, FL\|BOCA RATON, FL\|PALM BEACH GARDENS, FL\|BOYNTON BEACH, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 1, 2000	Apr 5, 2011	no	FORT LAUDERDALE, FL\|FORT LAUDERDALE, FL\|FORT LAUDERDALE, FL\|FORT LAUDERDALE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SINGER WEALTH ADVISORS INC.	CETERA INVESTMENT ADVISERS LLC	Oct 18, 2019	Nov 21, 2019	34	Firm change	RIA to ibd
CETERA INVESTMENT ADVISERS LLC	SINGER WEALTH ADVISORS INC.	Jul 15, 2019	Aug 7, 2019	23	Firm change	Ibd to RIA
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 29, 2014	Feb 11, 2014	13	Bulk transfer	Other
LEGEND ADVISORY, LLC	CETERA INVESTMENT SERVICES LLC	Jan 22, 2013	Feb 4, 2013	13	Firm change	Other
WELLS FARGO ADVISORS	LEGEND ADVISORY, LLC	Apr 5, 2011	Apr 23, 2012	384	Firm change	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Feb 11, 2014 to Jul 15, 2019factForm ADV
→ SINGER WEALTH ADVISORS INC.Registered adviserregistration: previous registration
Aug 7, 2019 to Oct 18, 2019factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Feb 4, 2013 to Jan 29, 2014factForm ADV
→ LEGEND ADVISORY, LLCRegistered adviserregistration: previous registration
Apr 23, 2012 to Jan 22, 2013factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 1, 2000 to Apr 5, 2011factForm ADV

Dated events

No dated event names this entity yet.