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RIA / WealthAdvisordual registered (broker-dealer)46 years in industry

THOMAS ARDEN WHITNAH

Advisor at 360 FINANCIAL

WAYZATA, MN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 22, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 360 FINANCIAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 4, 1980earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63
First exam: Mar 4, 1980
First registration: Sep 22, 2006
Dual registered: yes, broker-dealer
Other names: TOM WHITNAH
IAPD individual key: 856715

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
360 FINANCIAL	Independent wealth	Aug 30, 2013	n/a	yes	WAYZATA, MN	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jan 12, 2011	no	WAYZATA, MN	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	WAYZATA, MN	Previous registration
MORGAN STANLEY DW INC.	n/a	Sep 22, 2006	Apr 2, 2007	no	WAYZATA, MN\|WAYZATA, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	360 FINANCIAL	Jan 12, 2011	Aug 30, 2013	961	Firm change after gap	Wirehouse to new firm
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (4)

→ 360 FINANCIALRegistered adviserregistration: current employment
Aug 30, 2013 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jan 12, 2011factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Sep 22, 2006 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.