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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

360 FINANCIAL

360 FINANCIAL, INC., CRD 168600

WAYZATA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:901f8bd6-de83-8b76-a1f5-6a74b68a3c8a

Data as of May 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 4
On other graphs: 0
Observed: Aug 2, 2013 to May 12, 2026
43 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.88 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=9.0
Regulatory AUM: $701MItem 5.F on the latest filing (2026-05-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $636M
Private client RAUM: $615MderivedItem 5.D individuals plus high net worth individuals
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $70.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 16
Advisory employees: 10
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 2,079
Individual clients: 756
High net worth clients: 421
Custody, client assets: $52.2M
SEC number: 801-78425
CIK: 1802324
CRD: 168600
Filings on the tape: 43
First filed: Aug 2, 2013
Latest filed: May 12, 2026
Organised: Corporation, MN

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL ANTHONY ROGERS	n/a	WAYZATA, MN \| MINNEAPOLIS, MN	13	36	n/a	yes
THOMAS ARDEN WHITNAH	n/a	WAYZATA, MN	13	46	3	yes
DANIEL JAMES MAHONEY	Certified Financial Planner	WAYZATA, MN	12	41	1	yes
BRIAN D BOHNSACK	n/a	ELK RIVER, MN \| WAYZATA, MN	3	22	1	yes
MICHAEL JOEL URCH	Certified Financial Planner	WAYZATA, MN	3	12	3	yes
JOSEPH LEONARD RAPACKI	Personal Financial Specialist	WAYZATA, MN \| Edina, MN	3	28	2	no
William Edward Grant	Certified Financial Planner	WAYZATA, MN	3	13	3	yes
DANIELLE RENEE CAIN	Certified Financial Planner	WAYZATA, MN \| ELK RIVER, MN	2	21	n/a	yes
MITCHELL DENNIS ZWEBER	n/a	WAYZATA, MN	1	11	2	yes
Grant Robert Dressen	n/a	WAYZATA, MN	0	11	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ROGERS, MICHAEL, ANTHONY	CHIEF COMPLIANCE OFFICER AND PRESIDENT	E	yes	10/1995	Aug 2, 2013	Oct 3, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RAPACKI AND CO CPAS	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
ELK RIVER	Mn	United States	2	yes
Edina	Mn	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 11, 2026	$701M	$636M	15	9	2	n/a	n/a
2024	Mar 20, 2025	$568M	$512M	14	5	2	n/a	n/a
2023	Mar 1, 2024	$475M	$438M	19	8	1	n/a	n/a
2022	Mar 29, 2023	$421M	$391M	15	6	1	n/a	n/a
2021	Mar 7, 2022	$421M	$386M	16	7	0	n/a	n/a
2020	Mar 8, 2021	$346M	$315M	12	6	0	n/a	n/a
2019	Feb 25, 2020	$295M	$295M	12	6	0	n/a	n/a
2018	Mar 25, 2019	$236M	$236M	14	6	0	n/a	n/a
2017	Mar 8, 2018	$222M	$222M	11	5	0	n/a	n/a
2016	Mar 17, 2017	$191M	$191M	10	5	n/a	n/a	n/a
2015	Mar 15, 2016	$147M	$147M	9	5	n/a	n/a	n/a
2014	Mar 31, 2015	$121M	$121M	8	4	n/a	n/a	n/a
2013	Mar 4, 2014	$103M	$103M	7	4	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$701M	$568M	23.4%	$421M	18.5%	16	14	2	2

Relationships

Registered with (13)

← Grant Robert DressenAdvisorregistration: current employment
May 12, 2026 to presentfactForm ADV
← MITCHELL DENNIS ZWEBERAdvisorregistration: current employment
Oct 3, 2024 to presentfactForm ADV
← DANIELLE RENEE CAINAdvisorregistration: current employment
May 16, 2024 to presentfactForm ADV
← JOSEPH LEONARD RAPACKIAdvisorregistration: current employment
Aug 16, 2023 to presentfactForm ADV
← William Edward GrantAdvisorregistration: current employment
Aug 16, 2023 to presentfactForm ADV
← MICHAEL JOEL URCHAdvisorregistration: current employment
May 22, 2023 to presentfactForm ADV
← BRIAN D BOHNSACKAdvisorregistration: current employment
Oct 12, 2022 to presentfactForm ADV
← DANIEL JAMES MAHONEYAdvisorregistration: current employment
Jul 28, 2014 to presentfactForm ADV
← MICHAEL ANTHONY ROGERSAdvisorregistration: current employment
Aug 30, 2013 to presentfactForm ADV
← THOMAS ARDEN WHITNAHAdvisorregistration: current employment
Aug 30, 2013 to presentfactForm ADV
← Ryan TrebilAdvisorregistration: previous registration
Oct 17, 2023 to Jul 2, 2024factForm ADV
← LAUREN ANN BROWNAdvisorregistration: previous registration
Aug 17, 2021 to Aug 16, 2023factForm ADV
← NICHOLAS JOHN ANDRESENAdvisorregistration: previous registration
Jan 17, 2019 to Mar 29, 2023factForm ADV

Controls (1)

← ROGERS, MICHAEL, ANTHONYOwnerCHIEF COMPLIANCE OFFICER AND PRESIDENT, ownership code E, individual
Aug 2, 2013 to Oct 3, 2024factForm ADV

Dated events

Occurred
Jul 2, 2024
Advisor changed firm
Ryan Trebil left 360 Financial for Mairs & Power (registered 2025-01-08)
Form ADVobserved 4 days ago
Occurred
Aug 16, 2023
Advisor changed firm
Lauren Ann Brown left 360 Financial for Fiat Wealth Management (registered 2024-02-16)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2023
Advisor changed firm
Nicholas John Andresen left 360 Financial for Lpl Financial Llc (registered 2025-04-30)
Form ADVobserved 4 days ago
Occurred
Aug 2, 2013
First Form ADV filing
360 Financial filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:901f8bd6-de83-8b76-a1f5-6a74b68a3c8a
First observed: Aug 2, 2013
Last observed: May 12, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

360 FINANCIAL

360 FINANCIAL, INC., CRD 168600

WAYZATA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:901f8bd6-de83-8b76-a1f5-6a74b68a3c8a

Data as of May 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:22 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL ANTHONY ROGERS

n/a

WAYZATA, MN | MINNEAPOLIS, MN

n/a

yes

THOMAS ARDEN WHITNAH

n/a

WAYZATA, MN

yes

DANIEL JAMES MAHONEY

Certified Financial Planner

WAYZATA, MN

yes

BRIAN D BOHNSACK

n/a

ELK RIVER, MN | WAYZATA, MN

yes

MICHAEL JOEL URCH

Certified Financial Planner

WAYZATA, MN

yes

JOSEPH LEONARD RAPACKI

Personal Financial Specialist

WAYZATA, MN | Edina, MN

William Edward Grant

Certified Financial Planner

WAYZATA, MN

yes

DANIELLE RENEE CAIN

Certified Financial Planner

WAYZATA, MN | ELK RIVER, MN

n/a

yes

MITCHELL DENNIS ZWEBER

n/a

WAYZATA, MN

yes

Grant Robert Dressen

n/a

WAYZATA, MN

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ROGERS, MICHAEL, ANTHONY

CHIEF COMPLIANCE OFFICER AND PRESIDENT

yes

10/1995

Aug 2, 2013

Oct 3, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RAPACKI AND CO CPAS

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

ELK RIVER

United States

yes

Edina

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 11, 2026

$701M

$636M

n/a

2024

Mar 20, 2025

$568M

$512M

n/a

2023

Mar 1, 2024

$475M

$438M

n/a

2022

Mar 29, 2023

$421M

$391M

n/a

2021

Mar 7, 2022

$421M

$386M

n/a

2020

Mar 8, 2021

$346M

$315M

n/a

2019

Feb 25, 2020

$295M

n/a

2018

Mar 25, 2019

$236M

n/a

2017

Mar 8, 2018

$222M

n/a

2016

Mar 17, 2017

$191M

n/a

2015

Mar 15, 2016

$147M

n/a

2014

Mar 31, 2015

$121M

n/a

2013

Mar 4, 2014

$103M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$701M

$568M

23.4%

$421M

18.5%