DFX Intelligence

A••• I••••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

A••• I••••••••• M••••••••• L••

CRD 298298

MARINA DEL REY, CA

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Search this name across graphsid dfx:ria:84926969-7882-a8fc-4705-4f62d0880b31

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 5
On other graphs: 2
Observed: Jun 30, 2022 to Mar 31, 2026
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

A••• I••••••••• M••••••••• L••

Venture manager · shared crd

Private Creditidentity

A••• I••••••••• M••••••••• L••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.99 institutional_share=0.0 related_bd=false related_bank=true bd_reps=3.0
Regulatory AUM: $188M••• Locked
Discretionary RAUM: $188M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 25

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••• D•••••• A••••• M••••• F•••• L•••	Hedge Fund	$120M	Mar 31, 2026	2	Jun 30, 2022	reported	021-319251
A••• D•••••• A••••• M••••• F••• I•• L•	Hedge Fund	$74.5M	Jun 30, 2022

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••• D••••••• D•••••	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	Na	yes	03/2022	Jun 30, 2022	Nov 14, 2024
D•••••• J••••••• M•	CHIEF INVESTMENT OFFICER	Na	yes	03/2019	Jun 30, 2022	Nov 14, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••• C•••••• M••••••••• L••	n/a	Asset manager	$32.8M	N	yes	n/a
A••• D•••••• A••••• F••• G•• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$188M	$243M	-22.6%	$113M	18.5%	25	31	0	0

Relationships

Affiliated with (2)

← A••• C•••••• M•••••••••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ A••• C•••••• M•••••••••Registered adviserother investment adviser, common control
factForm ADV

Advises (12)

→ A••• N•• F•••• L•Private fundVenture Capital Fund, IA
Jun 30, 2022 to presentfactForm ADV
→ A••• D•••••• A••••• M••••• F•••• L•••

Dated events

Occurred
Mar 31, 2026
Ria majority owner change
••• Locked
Form ADVobserved today
Occurred
Mar 31, 2026
Ria majority owner change
••• Locked
Form ADVobserved today
Occurred
Mar 31, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$14.8M
Occurred
Oct 31, 2022

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84926969-7882-a8fc-4705-4f62d0880b31
First observed: Jun 30, 2022
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.