DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••• I••••••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 30, 2022 · 8 filings
SEC status approved since Aug 10, 2022
RAUM
$188M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
25
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$188M as of Mar 31, 2026
Mar 31, 2023$113M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20230 then
Employees (5.A)25 as of Mar 31, 2026
Mar 31, 202348 then
Private funds8 as of Mar 31, 2026
Mar 31, 20236 then
RAUM -23% over the last fiscal year+19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $23.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -23%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$186M99%
- Corporations and businesses$2.0M1.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.99 institutional_share=0.0 related_bd=false related_bank=true bd_reps=3.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••• D•••••• A••••• M••••• F•••• L••• | Hedge Fund | $99.6M | 2 | Jun 30, 2022 |
| A••• D•••••• A••••• M••••• F••• I•• L•no longer reported | Hedge Fund | $74.5M | 2 | Jun 30, 2022 |
| A••• D•••••• A••••• F•••• L• | Hedge Fund | $62.8M | 474 | Jun 30, 2022 |
| A••• D•••••• Y•••• F•••• L•no longer reported | Hedge Fund | $53.1M | 130 | Jun 30, 2022 |
| A••• N•• F•••• L• | Venture Capital Fund | $51.1M | 199 | Jun 30, 2022 |
| A••• D•••••• A••••• I••••••••• F•••• L••• | Hedge Fund | $36.9M | 139 | Jun 30, 2022 |
| A••• E••••••• F•••• L• | Venture Capital Fund | $26.6M | 104 | Jun 30, 2022 |
| A••• D•••••• Y•••• I••••••••• F•••• L•no longer reported | Hedge Fund | $18.9M | 36 | Jun 30, 2022 |
| A••• N•• I••••••••• F•••• L•• | Venture Capital Fund | $13.7M | 54 | Oct 31, 2022 |
| A••• A••••••••• I••••••• B•• C••• T••••no longer reported | Venture Capital Fund | $1.1M | 11 | Oct 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- D•••• D••••••• D••••• · General Counsel And Chief Compliance Officercontrolsince 03/2022 · owns less than 5%
- D•••••• J••••••• M• · Chief Investment Officercontrolsince 03/2019 · owns less than 5%
- L••• P•••••• Y••••• · Chief Legal Officercontrolsince 09/2018 · owns less than 5%
- S••••••• V••••• J•••••• · Cfocontrolsince 01/2021 · owns less than 5%
- S••••••••• J•••••• R•••• · Ceocontrolsince 09/2018 · owns less than 5%
Entity owners
- P••••••••• P•••••••• I•• · Parent Companydirect · owns 75% or more
Related persons
Schedule D 7.A
- A••• C•••••• M•••••••••investment advisernRAUM $32.8M
- A••• D•••••• A••••• F••• G•• L••pooled vehicle sponsorn
Advisers that list A••• I••••••••• M••••••••• L•• as a related person
- 305964 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 4 to 8Jun 20, 2025 to Mar 31, 2026
- Advisory employees · 14 to 15Jun 20, 2025 to Mar 31, 2026
- Advisory activities · 1 to 2Jun 20, 2025 to Mar 31, 2026
- BD registered reps · 1 to 3Jun 20, 2025 to Mar 31, 2026
- Corporate clients · unset to 1.0Jun 20, 2025 to Mar 31, 2026
- Pooled vehicle clients · 3 to 7Jun 20, 2025 to Mar 31, 2026
- Employees · 31 to 25Jun 20, 2025 to Mar 31, 2026
- Private funds · 6 to 8Jun 20, 2025 to Mar 31, 2026
- Discretionary RAUM · $243M to $188MJun 20, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $239M to $186MJun 20, 2025 to Mar 31, 2026
- RAUM · $243M to $188MJun 20, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jun 20, 2025
- Discretionary RAUM · $194M to $243MNov 14, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $191M to $239MNov 14, 2024 to Mar 28, 2025
- RAUM · $194M to $243MNov 14, 2024 to Mar 28, 2025
- Accounts · 6 to 4Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 15 to 14Mar 31, 2023 to Mar 29, 2024
- BD registered reps · 0 to 1Mar 31, 2023 to Mar 29, 2024
- Employees · 48 to 31Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $113M to $194MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $112M to $191MMar 31, 2023 to Mar 29, 2024
- RAUM · $113M to $194MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 6 to 3Oct 31, 2022 to Mar 31, 2023
- Employees · 50 to 48Oct 31, 2022 to Mar 31, 2023
- Private funds · 7 to 6Oct 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $204M to $113MOct 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $204M to $112MOct 31, 2022 to Mar 31, 2023
- RAUM · $204M to $113MOct 31, 2022 to Mar 31, 2023
- Accounts · 4 to 6Jun 30, 2022 to Oct 31, 2022
- Pooled vehicle clients · 4 to 6Jun 30, 2022 to Oct 31, 2022
- Private funds · 8 to 7Jun 30, 2022 to Oct 31, 2022
- Discretionary RAUM · $463M to $204MJun 30, 2022 to Oct 31, 2022
- Pooled vehicle RAUM · $463M to $204MJun 30, 2022 to Oct 31, 2022
- RAUM · $463M to $204MJun 30, 2022 to Oct 31, 2022
Signals
2 dated events
- A••• I••••••••• M••••••••• L•• reported RAUM $204.3M, down 56% from $463.3M (2022-06-30 to 2022-10-31)Oct 31, 2022 · RAUM change · derived
- A••• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 30, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••• I••••••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/A•••-FUNDSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- arcalabs.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (424) 400-7444reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026