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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

TANDEM FINANCIAL, LLC

CRD 292565

GREENWOOD VILLAGE, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:84a7f0d7-131f-3d08-8b0d-d0634e3496e4

Data as of Aug 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Feb 8, 2018 to Aug 4, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $542MItem 5.F on the latest filing (2026-08-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $513M
Private client RAUM: $499MderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $90.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,406
Individual clients: 312
High net worth clients: 135
Custody, client assets: $144M
SEC number: 801-122130
CRD: 292565
Filings on the tape: 25
First filed: Feb 8, 2018
Latest filed: Aug 4, 2026
Organised: Limited Liability Company, CO
Website: tandem-financial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RYAN BRADLEY ERICKSON	Certified Financial Planner	GREENWOOD VILLAGE, CO	8	27	2	no
MICHAEL KEVIN FRANKLIN	n/a	GREENWOOD VILLAGE, CO	8	26	3	no
CHRISTOPHER PAUL MEYER	n/a	GREENWOOD VILLAGE, CO	0	12	1	no
Lorie Chantelle Jones	Certified Financial Planner	GREENWOOD VILLAGE, CO	0	11	3	no
Thomas Stone Brown	n/a	GREENWOOD VILLAGE, CO	0	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ERICKSON, RYAN, BRADLEY	MEMBER/CO-CEO	D	yes	03/2018	Jul 20, 2021	Aug 1, 2024
FRANKLIN, MICHAEL, KEVIN	MEMBER/CO-CEO, CHIEF COMPLIANCE OFFICER	D	yes	03/2018	Feb 8, 2018	Aug 1, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 31, 2026	$542M	$513M	6	6	n/a	n/a
2024	Mar 21, 2025	$291M	$266M	6	3	n/a	n/a
2023	Mar 27, 2024	$255M	$233M	6	3	n/a	n/a
2022	Mar 29, 2023	$219M	$200M	6	3	n/a	n/a
2021	Mar 23, 2022	$225M	$200M	6	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$542M	$291M	86.1%	$219M	35.3%	6	6	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
DODDS WEALTH MANAGEMENT GROUP	2	Mar 8, 2018	Mar 8, 2018	GREENWOOD VILLAGE, CO	Team lift out	Other	40.0%

Relationships

Registered with (6)

← Thomas Stone BrownAdvisorregistration: current employment
Jul 13, 2026 to presentfactForm ADV
← Lorie Chantelle JonesAdvisorregistration: current employment
Jul 8, 2026 to presentfactForm ADV
← CHRISTOPHER PAUL MEYERAdvisorregistration: current employment
Apr 29, 2026 to presentfactForm ADV
← BENJAMIN TROY WARWICKAdvisorregistration: current employment
Sep 4, 2025 to presentfactForm ADV
← RYAN BRADLEY ERICKSONAdvisorregistration: current employment
Mar 8, 2018 to presentfactForm ADV
← MICHAEL KEVIN FRANKLINAdvisorregistration: current employment
Mar 8, 2018 to presentfactForm ADV

Controls (2)

← ERICKSON, RYAN, BRADLEYOwnerMEMBER/CO-CEO, ownership code D, individual
Jul 20, 2021 to Aug 1, 2024factForm ADV
← FRANKLIN, MICHAEL, KEVINOwnerMEMBER/CO-CEO, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Feb 8, 2018 to Aug 1, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
Tandem Financial, Llc reported RAUM $541.8M, up 86% from $291.2M (2025-12-19 to 2026-03-31)
Form ADVobserved 4 days ago
$251M
Occurred
Jul 20, 2021
Control person joined
Bradley Ryan Erickson (Member/Co-Ceo) appeared on Schedule A of Tandem Financial, Llc
Form ADVobserved 4 days ago
Occurred
Feb 8, 2018
First Form ADV filing
Tandem Financial, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84a7f0d7-131f-3d08-8b0d-d0634e3496e4
First observed: Feb 8, 2018
Last observed: Aug 4, 2026 47 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TANDEM FINANCIAL, LLC

CRD 292565

GREENWOOD VILLAGE, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:84a7f0d7-131f-3d08-8b0d-d0634e3496e4

Data as of Aug 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:32 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RYAN BRADLEY ERICKSON

Certified Financial Planner

GREENWOOD VILLAGE, CO

MICHAEL KEVIN FRANKLIN

n/a

GREENWOOD VILLAGE, CO

CHRISTOPHER PAUL MEYER

n/a

GREENWOOD VILLAGE, CO

Lorie Chantelle Jones

Certified Financial Planner

GREENWOOD VILLAGE, CO

Thomas Stone Brown

n/a

GREENWOOD VILLAGE, CO

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ERICKSON, RYAN, BRADLEY

MEMBER/CO-CEO

yes

03/2018

Jul 20, 2021

Aug 1, 2024

FRANKLIN, MICHAEL, KEVIN

MEMBER/CO-CEO, CHIEF COMPLIANCE OFFICER

yes

03/2018

Feb 8, 2018

Aug 1, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$542M

$513M

n/a

2024

Mar 21, 2025

$291M

$266M

n/a

2023

Mar 27, 2024

$255M

$233M

n/a

2022

Mar 29, 2023

$219M

$200M

n/a

2021

Mar 23, 2022

$225M

$200M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$542M

$291M

86.1%

$219M

35.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

DODDS WEALTH MANAGEMENT GROUP

Mar 8, 2018

GREENWOOD VILLAGE, CO

Team lift out

Other

40.0%