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RIA / WealthAdvisorCertified Financial Planner11 years in industry

Lorie Chantelle Jones

Advisor at TANDEM FINANCIAL, LLC

GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:e09a5ef3-4a0e-d542-cfc2-031c24bd94df

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 4, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TANDEM FINANCIAL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 19, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 19, 2015
First registration: Jan 4, 2016
Dual registered: no
Other names: LORIE C HANKS|LORIE C. JONES|LORIE CHANTELLE HANKS
IAPD individual key: 6496668

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TANDEM FINANCIAL, LLC	Independent wealth	Jul 8, 2026	n/a	yes	GREENWOOD VILLAGE, CO\|GREENWOOD VILLAGE, CO	Current employment
FIDELIS WEALTH ADVISORS	Independent wealth	May 16, 2018	Sep 19, 2025	no	CASTLE ROCK, CO	Previous registration
NORTHWEST ASSET MANAGEMENT	Independent wealth	Aug 8, 2017	Aug 2, 2018	no	CASTLE ROCK, CO\|CASTLE ROCK, CO\|MERCER ISLAND, WA	Previous registration
GALLACHER CAPITAL MANAGEMENT, LLC	Independent wealth	Jan 4, 2016	Jul 29, 2016	no	LONE TREE, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELIS WEALTH ADVISORS	TANDEM FINANCIAL, LLC	Sep 19, 2025	Jul 8, 2026	292	Firm change	RIA to RIA
NORTHWEST ASSET MANAGEMENT	FIDELIS WEALTH ADVISORS	Aug 2, 2018	May 16, 2018	-78	Firm change after gap	RIA to RIA
GALLACHER CAPITAL MANAGEMENT, LLC	NORTHWEST ASSET MANAGEMENT	Jul 29, 2016	Aug 8, 2017	375	Firm change	Other

Relationships

Registered with (4)

→ TANDEM FINANCIAL, LLCRegistered adviserregistration: current employment
Jul 8, 2026 to presentfactForm ADV
→ FIDELIS WEALTH ADVISORSRegistered adviserregistration: previous registration
May 16, 2018 to Sep 19, 2025factForm ADV
→ NORTHWEST ASSET MANAGEMENTRegistered adviserregistration: previous registration
Aug 8, 2017 to Aug 2, 2018factForm ADV
→ GALLACHER CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 4, 2016 to Jul 29, 2016factForm ADV

Dated events

Occurred
Sep 19, 2025
Advisor changed firm
Lorie Chantelle Jones left Fidelis Wealth Advisors for Tandem Financial, Llc (registered 2026-07-08)
Form ADVobserved 4 days ago