DFX Intelligence

W••••• T••• C••••• P••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

W••••• T••• C••••• P••••••• L•

CRD 287810

NEW YORK, NY

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Search this name across graphsid dfx:ria:84a83877-0c5b-1a02-f11a-1807fe4460f8

Data as of Sep 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 21
On other graphs: 3
Observed: Apr 21, 2017 to Sep 9, 2026
26 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

W••••• T••• C••••• P••••••• L•

Private equity manager · shared crd

Independent Sponsorsidentity

W••••• T••• C••••• P•••••••

Capital provider to sponsors · shared crd

Private Creditidentity

W••••• T••• C•••••• C••• A••••••• L••

adv schedule ab owner crd · confidence 100% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.88 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.8B••• Locked
Discretionary RAUM: $2.3B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 21

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W••••• T••• C•• I• L••	Securitized Asset Fund	$518M	Sep 9, 2026	19	Sep 9, 2026	reported	n/a
W••••• T••• F••• I•• L•	Hedge Fund	$410M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••• M•••• S••	GENERAL COUNSEL, CHIEF OPERATING OFFICER	Na	yes	01/2024	Mar 31, 2024	Mar 31, 2024
K••••••••• M•••• A•••••	CHIEF FINANCIAL OFFICER	Na	yes	01/2020	Jan 24, 2020	Mar 31, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W••••• T••• C•••••• C••• A••••••• L••	n/a	Asset manager	$1.2B	Y	yes	n/a
W••••• T••• C••••• P••••••• G•• L••	n/a	n/a	n/a	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Miami	FL	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.8B	$2.4B	14.4%	$2.4B	5.2%	21	21	2	1

Relationships

Affiliated with (2)

→ W••••• T••• C•••••• C••• A••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV
← W••••• T••• C•••••• C••• A••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV

Advises (6)

→ W••••• T••• F••• I• L•Private fundHedge Fund, IA
Mar 27, 2020 to presentfactForm ADV
→ W••••• T••• F••• I• ••••••••• L•

Dated events

Occurred
Sep 9, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$783M
Occurred
Sep 9, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$189M
Occurred
Sep 9, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$518M
Occurred
Sep 9, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84a83877-0c5b-1a02-f11a-1807fe4460f8
First observed: Apr 21, 2017
Last observed: Sep 9, 2026 14 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.