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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

WILLOW TREE CAPITAL CORP ADVISORS LLC

CRD 328528

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e012b5d7-12e4-763d-b979-209c772c7854

Data as of Sep 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 6
On other graphs: 0
Observed: Sep 25, 2023 to Sep 9, 2026
8 observations

Across DFX

owners resolved from Schedule A/B to their own records, measured by hand

Private Equityowner

Willow Tree Credit Partners LP

owned by this firm per Schedule A, named with its CRD in Item 7.A · confidence 90% · family precision 100%

Private Creditcandidate

WILLOW TREE CAPITAL CORP ADVISORS LLC

Credit provider · name unique adv

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.2BItem 5.F on the latest filing (2026-09-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 21
Advisory employees: 13
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 2
SEC number: 801-128955
CIK: 1944830
CRD: 328528
Filings on the tape: 8
First filed: Sep 25, 2023
Latest filed: Sep 9, 2026
Organised: Limited Liability Company, DE

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
WILLOW TREE CAPITAL OFFSHORE FUND, LLC	Hedge Fund	$207M	Jul 30, 2024	4	Sep 25, 2023	reported	021-493065
WILLOW TREE CAPITAL FUND, LLC	Hedge Fund	$103M	Jul 30, 2024	18	Sep 25, 2023	reported	021-503410

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Cho, Mark, Sun	GENERAL COUNSEL/CHIEF OPERATING OFFICER	Na	yes	01/2024	Mar 31, 2024	Jul 30, 2024
KLINGENSMITH, MARK, ANDREW	CHIEF FINANCIAL OFFICER	Na	yes	01/2020	Sep 25, 2023	Jul 30, 2024
Lee, Justin, Chih-Cheng	CHIEF COMPLIANCE OFFICER / DEPUTY GENERAL COUNSEL	Na	yes	11/2023	Dec 8, 2023	Jul 30, 2024
LOWER, TIMOTHY, JOSEPH	CHIEF EXECUTIVE OFFICER	Na	yes	02/2017	Sep 25, 2023	Jul 30, 2024
LOWER, TIMOTHY, JOSEPH	MANAGING MEMBER AND MEMBER	E	yes	01/2023	Sep 25, 2023	Jul 30, 2024
LOWER, TIMOTHY, JOSEPH	MANAGING MEMBER AND OWNER	E	yes	02/2017	Sep 25, 2023	Jul 30, 2024
LOWER, TIMOTHY, JOSEPH	MANAGING MEMBER AND MEMBER	E	yes	02/2019	Sep 25, 2023	Jul 30, 2024
Roche, James, Joseph	CHIEF CREDIT OFFICER	Na	yes	02/2017	Sep 25, 2023	Jul 30, 2024
TLLOW HOLDINGS LLC	Member	C	yes	04/2024	Mar 31, 2024	Jul 30, 2024
TLLOW HOLDINGS LLC	LIMITED PARTNER	E	yes	01/2023	Mar 31, 2024	Jul 30, 2024
WILLOW TREE CAPITAL CORP ADVISORS SPLITTER LLC	MANAGING MEMBER	E	yes	06/2024	Jul 30, 2024	Jul 30, 2024
WILLOW TREE CREDIT PARTNERS GP, LLC	GENERAL PARTNER	F	yes	02/2017	Jul 30, 2024	Jul 30, 2024
WILLOW TREE CREDIT PARTNERS LP	MANAGING MEMBER	E	yes	06/2024	Sep 25, 2023	Jul 30, 2024
WILLOW TREE TOPCO GP (ONSHORE), LLC	Member	C	yes	06/2024	Jul 30, 2024	Jul 30, 2024
WILLOW TREE TOPCO GP, LLC	MANAGING MEMBER AND MEMBER	F	yes	03/2019	Jul 30, 2024	Jul 30, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WILLOW TREE CREDIT PARTNERS LP	n/a	Asset manager	$2.8B	Y	yes	n/a
WILLOW TREE CREDIT PARTNERS GP, LLC	n/a	n/a	n/a	N	yes	n/a
WILLOW TREE CREDIT PARTNERS SBIC MANAGEMENT LP	n/a	n/a	n/a	N	yes	n/a
WILLOW TREE FUND I (OFFSHORE) GP, LLC	n/a	n/a	n/a	N	yes	n/a
WILLOW TREE FUND I GP, LLC	n/a	n/a	n/a	N	yes	n/a
WILLOW TREE FUND II (OFFSHORE) GP, LLC	n/a	n/a	n/a	N	yes	n/a
WILLOW TREE FUND II GP, LLC	n/a	n/a	n/a	N	yes	n/a
WILLOW TREE MANAGING MEMBER (OFFSHORE), LLC	n/a	n/a	n/a	N	yes	n/a
WILLOW TREE MANAGING MEMBER LLC	n/a	n/a	n/a	N	yes	n/a
WILLOW TREE SBIC GP, LLC	n/a	n/a	n/a	N	yes	n/a
WILLOW TREE SBIC MANAGEMENT GP, LLC	n/a	n/a	n/a	N	yes	n/a
WILLOW TREE TOPCO GP (OFFSHORE), LLC	n/a	n/a	n/a	N	yes	n/a
WILLOW TREE TOPCO GP (ONSHORE), LLC	n/a	n/a	n/a	N	yes	n/a
WILLOW TREE TOPCO GP, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Miami	FL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$1.2B	$1.2B	21	13	2	1	n/a
2024	Mar 31, 2025	$744M	$744M	21	12	1	n/a	n/a
2023	Mar 31, 2024	$310M	$310M	20	10	1	2	$310M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$744M	57.6%	n/a	n/a	21	21	2	1

Relationships

Affiliated with (2)

→ WILLOW TREE CREDIT PARTNERS LPRegistered adviserother investment adviser, control, common control
factForm ADV
← WILLOW TREE CREDIT PARTNERS LPRegistered adviserother investment adviser, control, common control
factForm ADV

Advises (2)

→ WILLOW TREE CAPITAL FUND, LLCPrivate fundHedge Fund, IA
Sep 25, 2023 to presentfactForm ADV
→ WILLOW TREE CAPITAL OFFSHORE FUND, LLCPrivate fundHedge Fund, IA
Sep 25, 2023 to presentfactForm ADV

Controls (10)

← LOWER, TIMOTHY, JOSEPHOwnerMANAGING MEMBER AND MEMBER, ownership code E, individual
Sep 25, 2023 to Jul 30, 2024factForm ADV
← WILLOW TREE CREDIT PARTNERS LPOwnerMANAGING MEMBER, ownership code E, domestic entity
Sep 25, 2023 to Jul 30, 2024factForm ADV
← Cho, Mark, SunOwnerGENERAL COUNSEL/CHIEF OPERATING OFFICER, ownership code NA, individual
Mar 31, 2024 to Jul 30, 2024factForm ADV
← Roche, James, JosephOwnerCHIEF CREDIT OFFICER, ownership code NA, individual
Sep 25, 2023 to Jul 30, 2024factForm ADV
← KLINGENSMITH, MARK, ANDREWOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Sep 25, 2023 to Jul 30, 2024factForm ADV
← Lee, Justin, Chih-ChengOwnerCHIEF COMPLIANCE OFFICER / DEPUTY GENERAL COUNSEL, ownership code NA, individual
Dec 8, 2023 to Jul 30, 2024factForm ADV
← TLLOW HOLDINGS LLCOwnerLIMITED PARTNER, ownership code E, domestic entity
Mar 31, 2024 to Jul 30, 2024factForm ADV
← WILLOW TREE CAPITAL CORP ADVISORS SPLITTER LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Jul 30, 2024 to Jul 30, 2024factForm ADV
← WILLOW TREE CREDIT PARTNERS GP, LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Jul 30, 2024 to Jul 30, 2024factForm ADV
← WILLOW TREE TOPCO GP (ONSHORE), LLCOwnerMEMBER, ownership code C, domestic entity
Jul 30, 2024 to Jul 30, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
Willow Tree Capital Corp Advisors Llc reported RAUM $1.2B, up 58% from $744.4M (2025-03-31 to 2026-03-31)
Form ADVobserved 6 days ago
$429M
Occurred
Mar 31, 2025
Regulatory AUM changed
Willow Tree Capital Corp Advisors Llc reported RAUM $744.4M, up 140% from $310.3M (2024-07-30 to 2025-03-31)
Form ADVobserved 6 days ago
$434M
Occurred
Mar 31, 2024
Control person joined
Sun Mark Cho (General Counsel/Chief Operating Officer) appeared on Schedule A of Willow Tree Capital Corp Advisors Llc
Form ADVobserved 6 days ago
Occurred
Dec 8, 2023
Control person joined
Chih-Cheng Justin Lee (Chief Compliance Officer / Deputy General Counsel) appeared on Schedule A of Willow Tree Capital Corp Advisors Llc
Form ADVobserved 6 days ago
Occurred
Dec 8, 2023
Control person left
James Andrew Jenkinson (Chief Compliance Officer) no longer on Schedule A of Willow Tree Capital Corp Advisors Llc (listed 2023-09-25, absent 2023-12-08)
Form ADVobserved 6 days ago
Occurred
Sep 25, 2023
First Form ADV filing
Willow Tree Capital Corp Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e012b5d7-12e4-763d-b979-209c772c7854
First observed: Sep 25, 2023
Last observed: Sep 9, 2026 12 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WILLOW TREE CAPITAL CORP ADVISORS LLC

CRD 328528

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e012b5d7-12e4-763d-b979-209c772c7854

Data as of Sep 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

WILLOW TREE CAPITAL OFFSHORE FUND, LLC

Hedge Fund

$207M

Jul 30, 2024

Sep 25, 2023

reported

021-493065

WILLOW TREE CAPITAL FUND, LLC

Hedge Fund

$103M

Jul 30, 2024

Sep 25, 2023

reported

021-503410

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Cho, Mark, Sun

GENERAL COUNSEL/CHIEF OPERATING OFFICER

yes

01/2024

Mar 31, 2024

Jul 30, 2024

KLINGENSMITH, MARK, ANDREW

CHIEF FINANCIAL OFFICER

yes

01/2020

Sep 25, 2023

Jul 30, 2024

Lee, Justin, Chih-Cheng

CHIEF COMPLIANCE OFFICER / DEPUTY GENERAL COUNSEL

yes

11/2023

Dec 8, 2023

Jul 30, 2024

LOWER, TIMOTHY, JOSEPH

CHIEF EXECUTIVE OFFICER

yes

02/2017

Sep 25, 2023

Jul 30, 2024

LOWER, TIMOTHY, JOSEPH

MANAGING MEMBER AND MEMBER

yes

01/2023

Sep 25, 2023

Jul 30, 2024

LOWER, TIMOTHY, JOSEPH

MANAGING MEMBER AND OWNER

yes

02/2017

Sep 25, 2023

Jul 30, 2024

LOWER, TIMOTHY, JOSEPH

MANAGING MEMBER AND MEMBER

yes

02/2019

Sep 25, 2023

Jul 30, 2024

Roche, James, Joseph

CHIEF CREDIT OFFICER

yes

02/2017

Sep 25, 2023

Jul 30, 2024

TLLOW HOLDINGS LLC

Member

yes

04/2024

Mar 31, 2024

Jul 30, 2024

TLLOW HOLDINGS LLC

LIMITED PARTNER

yes

01/2023

Mar 31, 2024

Jul 30, 2024

WILLOW TREE CAPITAL CORP ADVISORS SPLITTER LLC

MANAGING MEMBER

yes

06/2024

Jul 30, 2024

WILLOW TREE CREDIT PARTNERS GP, LLC

GENERAL PARTNER

yes

02/2017

Jul 30, 2024

WILLOW TREE CREDIT PARTNERS LP

MANAGING MEMBER

yes

06/2024

Sep 25, 2023

Jul 30, 2024

WILLOW TREE TOPCO GP (ONSHORE), LLC

Member

yes

06/2024

Jul 30, 2024

WILLOW TREE TOPCO GP, LLC

MANAGING MEMBER AND MEMBER

yes

03/2019

Jul 30, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WILLOW TREE CREDIT PARTNERS LP

n/a

Asset manager

$2.8B

yes

n/a

WILLOW TREE CREDIT PARTNERS GP, LLC

n/a

yes

n/a

WILLOW TREE CREDIT PARTNERS SBIC MANAGEMENT LP

n/a

yes

n/a

WILLOW TREE FUND I (OFFSHORE) GP, LLC

n/a

yes

n/a

WILLOW TREE FUND I GP, LLC

n/a

yes

n/a

WILLOW TREE FUND II (OFFSHORE) GP, LLC

n/a

yes

n/a

WILLOW TREE FUND II GP, LLC

n/a

yes

n/a

WILLOW TREE MANAGING MEMBER (OFFSHORE), LLC

n/a

yes

n/a

WILLOW TREE MANAGING MEMBER LLC

n/a

yes

n/a

WILLOW TREE SBIC GP, LLC

n/a

yes

n/a

WILLOW TREE SBIC MANAGEMENT GP, LLC

n/a

yes

n/a

WILLOW TREE TOPCO GP (OFFSHORE), LLC

n/a

yes

n/a

WILLOW TREE TOPCO GP (ONSHORE), LLC

n/a

yes

n/a

WILLOW TREE TOPCO GP, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Miami

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$1.2B

n/a

2024

Mar 31, 2025

$744M

n/a

2023

Mar 31, 2024

$310M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.2B

$744M

57.6%

n/a