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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

BGL FAMILY OFFICE AG

CRD 158222

8002 ZURICH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:84a8d2c0-bd9b-1c33-2750-b21fbe4da53f

Data as of Jan 31, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Apr 10, 2012 to Jan 31, 2019
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $4.5MItem 5.F on the latest filing (2019-01-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.0M
Private client RAUM: $4.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 4
SEC number: 801-72710
CRD: 158222
Filings on the tape: 21
First filed: Apr 10, 2012
Latest filed: Jan 31, 2019
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AVALON HOLDING AG	Owner	E	yes	09/2017	Sep 29, 2017	Jan 31, 2019
Baumann, Chantal	Owner	D	yes	09/2017	Sep 29, 2017	Jan 31, 2019
BAUMANN, JEAN-MARC	Ceo	Na	yes	09/2017	Dec 23, 2016	Jan 31, 2019
BAUMANN, YVES	Owner	C	yes	09/2017	Feb 28, 2014	Jan 31, 2019
Gallus, Victor	COO/CHIEF COMPLIANCE OFFICER	Na	yes	01/2019	Dec 23, 2016	Jan 31, 2019
Meran Gallus, Naomi	Owner	C	yes	02/2018	Mar 2, 2018	Jan 31, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SWISS AMERICAN ADVISORS LTD.	n/a	No RAUM reported	$0	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Jan 25, 2019	$4.5M	$4.0M	3	2	0	n/a	n/a
2017	Jan 31, 2018	$83.7M	$27.4M	3	2	0	n/a	n/a
2016	Mar 28, 2017	$149M	$60.8M	2	1	n/a	n/a	n/a
2015	Feb 1, 2016	$221M	$93.1M	3	2	n/a	n/a	n/a
2014	Jan 21, 2015	$224M	$138M	5	2	n/a	n/a	n/a
2013	Feb 28, 2014	$191M	$98.4M	3	2	n/a	n/a	n/a
2012	Mar 8, 2013	$119M	$41.3M	2	1	n/a	n/a	n/a
2011	Apr 10, 2012	$110M	$25.0M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$4.5M	$83.7M	-94.6%	$221M	-72.6%	3	3	0	0

Relationships

Affiliated with (1)

→ SWISS AMERICAN ADVISORS LTD.Registered adviserother investment adviser, common control
factForm ADV

Controls (6)

← BAUMANN, YVESOwnerOWNER, ownership code C, individual
Feb 28, 2014 to presentfactForm ADV
← BAUMANN, JEAN-MARCOwnerCEO, ownership code NA, individual
Dec 23, 2016 to presentfactForm ADV
← Gallus, VictorOwnerCOO/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 23, 2016 to presentfactForm ADV
← Baumann, ChantalOwnerOWNER, ownership code D, individual
Sep 29, 2017 to presentfactForm ADV
← Meran Gallus, NaomiOwnerOWNER, ownership code C, individual
Mar 2, 2018 to presentfactForm ADV
← AVALON HOLDING AGOwnerOWNER, ownership code E, foreign entity
Sep 29, 2017 to presentfactForm ADV

Dated events

Occurred
Jan 31, 2019
Control person joined
Victor Gallus (Coo/Chief Compliance Officer) appeared on Schedule A of Bgl Family Office Ag
Form ADVobserved 6 days ago
Occurred
Jan 31, 2019
Control person left
Daniel Marty (Coo) no longer on Schedule A of Bgl Family Office Ag (listed 2019-01-28, absent 2019-01-31)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84a8d2c0-bd9b-1c33-2750-b21fbe4da53f
First observed: Apr 10, 2012
Last observed: Jan 31, 2019 93 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BGL FAMILY OFFICE AG

CRD 158222

8002 ZURICH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:84a8d2c0-bd9b-1c33-2750-b21fbe4da53f

Data as of Jan 31, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:16 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AVALON HOLDING AG

Owner

yes

09/2017

Sep 29, 2017

Jan 31, 2019

Baumann, Chantal

Owner

yes

09/2017

Sep 29, 2017

Jan 31, 2019

BAUMANN, JEAN-MARC

Ceo

yes

09/2017

Dec 23, 2016

Jan 31, 2019

BAUMANN, YVES

Owner

yes

09/2017

Feb 28, 2014

Jan 31, 2019

Gallus, Victor

COO/CHIEF COMPLIANCE OFFICER

yes

01/2019

Dec 23, 2016

Jan 31, 2019

Meran Gallus, Naomi

Owner

yes

02/2018

Mar 2, 2018

Jan 31, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SWISS AMERICAN ADVISORS LTD.

n/a

No RAUM reported

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Jan 25, 2019

$4.5M

$4.0M

n/a

2017

Jan 31, 2018

$83.7M

$27.4M

n/a

2016

Mar 28, 2017

$149M

$60.8M

n/a

2015

Feb 1, 2016

$221M

$93.1M

n/a

2014

Jan 21, 2015

$224M

$138M

n/a

2013

Feb 28, 2014

$191M

$98.4M

n/a

2012

Mar 8, 2013

$119M

$41.3M

n/a

2011

Apr 10, 2012

$110M

$25.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$4.5M

$83.7M

-94.6%

$221M

-72.6%