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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

SWISS AMERICAN ADVISORS LTD.

CRD 152531

ZUERICH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b147ae7f-6c7c-ea17-2885-76132550f586

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Apr 23, 2012 to Jun 30, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $0Item 5.F on the latest filing (2026-06-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 3
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-71175
CRD: 152531
Filings on the tape: 31
First filed: Apr 23, 2012
Latest filed: Jun 30, 2026
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AVALON GROUP	Shareholder	E	yes	11/2017	Jun 16, 2020	Apr 16, 2024
Baumann, Chantal	Owner	E	yes	09/2017	May 2, 2018	Apr 16, 2024
BVF HOLDING AG	Owner	E	yes	10/2022	Nov 2, 2022	Apr 16, 2024
Huegi, Thomas	CHIEF COMPLIANCE OFFICER	Na	yes	11/2022	Dec 8, 2022	Apr 16, 2024
HUEPPI, OTTO, E	Ceo	Na	yes	12/2009	Apr 23, 2012	Apr 16, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Apr 16, 2024	$53.2M	$17.7M	1	1	0	n/a	n/a
2023	May 26, 2023	$54.3M	$18.0M	1	1	0	n/a	n/a
2022	Apr 21, 2022	$60.2M	$26.3M	1	1	0	n/a	n/a
2021	May 18, 2021	$59.7M	$28.7M	1	1	0	n/a	n/a
2020	Jun 16, 2020	$56.2M	$25.3M	1	1	0	n/a	n/a
2019	Jun 7, 2019	$47.5M	$19.5M	1	1	0	n/a	n/a
2018	Jun 25, 2018	$41.5M	$14.4M	1	1	0	n/a	n/a
2017	Jun 15, 2017	$37.1M	$9.1M	1	1	n/a	n/a	n/a
2016	Jun 6, 2016	$30.7M	$4.4M	1	1	n/a	n/a	n/a
2015	Jun 8, 2015	$38.5M	$4.1M	2	2	n/a	n/a	n/a
2014	Jun 24, 2014	$36.4M	$5.3M	2	2	n/a	n/a	n/a
2013	Jul 9, 2013	$40.6M	$4.4M	2	2	n/a	n/a	n/a
2012	Aug 27, 2012	$44.2M	$4.3M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$0	$54.3M	-100.0%	$59.7M	n/a	3	1	0	0

Relationships

Affiliated with (1)

← BGL FAMILY OFFICE AGRegistered adviserother investment adviser, common control
factForm ADV

Controls (5)

← HUEPPI, OTTO, EOwnerCEO, ownership code NA, individual
Apr 23, 2012 to Apr 16, 2024factForm ADV
← Baumann, ChantalOwnerOWNER, ownership code E, individual
May 2, 2018 to Apr 16, 2024factForm ADV
← Huegi, ThomasOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 8, 2022 to Apr 16, 2024factForm ADV
← AVALON GROUPOwnerSHAREHOLDER, ownership code E, foreign entity
Jun 16, 2020 to Apr 16, 2024factForm ADV
← BVF HOLDING AGOwnerOWNER, ownership code E, foreign entity
Nov 2, 2022 to Apr 16, 2024factForm ADV

Dated events

Occurred
Dec 8, 2022
Control person joined
Thomas Huegi (Chief Compliance Officer) appeared on Schedule A of Swiss American Advisors Ltd.
Form ADVobserved 6 days ago
Occurred
Jun 16, 2020
Control person left
Naomi Meran Gallus (Owner) no longer on Schedule A of Swiss American Advisors Ltd. (listed 2019-07-16, absent 2020-06-16)
Form ADVobserved 6 days ago
Occurred
Jul 16, 2019
Control person left
Yves Baumann (Owner) no longer on Schedule A of Swiss American Advisors Ltd. (listed 2019-06-07, absent 2019-07-16)
Form ADVobserved 6 days ago
Occurred
Jan 31, 2019
Control person left
Daniel Marty (Board Of Directors) no longer on Schedule A of Swiss American Advisors Ltd. (listed 2018-06-25, absent 2019-01-31)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b147ae7f-6c7c-ea17-2885-76132550f586
First observed: Apr 23, 2012
Last observed: Jun 30, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SWISS AMERICAN ADVISORS LTD.

CRD 152531

ZUERICH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b147ae7f-6c7c-ea17-2885-76132550f586

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:10 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AVALON GROUP

Shareholder

yes

11/2017

Jun 16, 2020

Apr 16, 2024

Baumann, Chantal

Owner

yes

09/2017

May 2, 2018

Apr 16, 2024

BVF HOLDING AG

Owner

yes

10/2022

Nov 2, 2022

Apr 16, 2024

Huegi, Thomas

CHIEF COMPLIANCE OFFICER

yes

11/2022

Dec 8, 2022

Apr 16, 2024

HUEPPI, OTTO, E

Ceo

yes

12/2009

Apr 23, 2012

Apr 16, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Apr 16, 2024

$53.2M

$17.7M

n/a

2023

May 26, 2023

$54.3M

$18.0M

n/a

2022

Apr 21, 2022

$60.2M

$26.3M

n/a

2021

May 18, 2021

$59.7M

$28.7M

n/a

2020

Jun 16, 2020

$56.2M

$25.3M

n/a

2019

Jun 7, 2019

$47.5M

$19.5M

n/a

2018

Jun 25, 2018

$41.5M

$14.4M

n/a

2017

Jun 15, 2017

$37.1M

$9.1M

n/a

2016

Jun 6, 2016

$30.7M

$4.4M

n/a

2015

Jun 8, 2015

$38.5M

$4.1M

n/a

2014

Jun 24, 2014

$36.4M

$5.3M

n/a

2013

Jul 9, 2013

$40.6M

$4.4M

n/a

2012

Aug 27, 2012

$44.2M

$4.3M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$54.3M

-100.0%

$59.7M

n/a