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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

Christopher Noel Williams

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Solana Beach, CA | Salt Lake City, UT

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Search this name across graphsid dfx:ria:84b11711-c14c-b4df-b2bf-46f80c3f60d8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 8, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jul 31, 2000
First registration: Jan 8, 2001
Dual registered: yes, broker-dealer
Other names: CHRIS N WILLIAM|CHRIS N WILLIAMS
IAPD individual key: 4022436

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jul 29, 2020	n/a	yes	Solana Beach, CA\|Salt Lake City, UT	Current employment
WELLS FARGO ADVISORS	Wirehouse	Feb 10, 2011	Jul 30, 2020	no	SALT LAKE CITY, UT	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Mar 9, 2011	no	SALT LAKE CITY, UT	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 15, 2005	Jun 1, 2009	no	SALT LAKE CITY, UT\|SALT LAKE CITY, UT	Previous registration
MORGAN STANLEY DW INC.	n/a	Jan 8, 2001	Aug 22, 2005	no	SALT LK CITY, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jul 30, 2020	Jul 29, 2020	-1	Firm change	Wirehouse to ibd
MORGAN STANLEY	WELLS FARGO ADVISORS	Mar 9, 2011	Feb 10, 2011	-27	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	CITIGROUP GLOBAL MARKETS INC.	Aug 22, 2005	Aug 15, 2005	-7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
11025:149018:UT:2020-07-30	Jul 30, 2020	Jul 29, 2020	SALT LAKE CITY, UT	Firm change

Relationships

Registered with (5)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Jul 29, 2020 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 10, 2011 to Jul 30, 2020factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Mar 9, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 15, 2005 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jan 8, 2001 to Aug 22, 2005factForm ADV

Dated events

No dated event names this entity yet.