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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

DEAN ALLAN FOLIAS

Advisor at BMO ASSET MANAGEMENT CORP.

CHICAGO, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 1
Observed: Jan 15, 2004 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Dean Allan Folias

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BMO ASSET MANAGEMENT CORP.
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 22, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Feb 22, 1999
First registration: Jan 15, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 3128644

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BMO ASSET MANAGEMENT CORP.	Other adviser	Feb 1, 2021	n/a	yes	CHICAGO, IL	Current employment
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Nov 18, 2019	Aug 2, 2021	no	CHICAGO, IL\|CHICAGO, IL	Previous registration
BMO ASSET MANAGEMENT CORP.	Other adviser	May 18, 2018	Dec 31, 2020	no	CHICAGO, IL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Apr 1, 2011	Apr 25, 2018	no	Chicago, IL\|ST. PETERSBURG, FL	Previous registration
HOWE BARNES CAPITAL MANAGEMENT, INC.	n/a	Dec 11, 2008	Dec 31, 2011	no	CHICAGO, IL	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jan 15, 2004	Jul 6, 2005	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BMO HARRIS FINANCIAL ADVISORS, INC	BMO ASSET MANAGEMENT CORP.	Aug 2, 2021	Feb 1, 2021	-182	Channel change	Other
BMO ASSET MANAGEMENT CORP.	BMO HARRIS FINANCIAL ADVISORS, INC	Dec 31, 2020	Nov 18, 2019	-409	Channel change	Other
RAYMOND JAMES & ASSOCIATES, INC.	BMO ASSET MANAGEMENT CORP.	Apr 25, 2018	May 18, 2018	23	Firm change	Other
HOWE BARNES CAPITAL MANAGEMENT, INC.	RAYMOND JAMES & ASSOCIATES, INC.	Dec 31, 2011	Apr 1, 2011	-274	Firm change after gap	Other
SECURITIES AMERICA ADVISORS, INC.	HOWE BARNES CAPITAL MANAGEMENT, INC.	Jul 6, 2005	Dec 11, 2008	1,254	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
106466:137115:IL:2020-12-31	Dec 31, 2020	Nov 18, 2019	CHICAGO, IL	Firm change after gap

Relationships

Registered with (5)

→ BMO ASSET MANAGEMENT CORP.Registered adviserregistration: previous registration
May 18, 2018 to Dec 31, 2020factForm ADV
→ BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Nov 18, 2019 to Aug 2, 2021factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Apr 1, 2011 to Apr 25, 2018factForm ADV
→ HOWE BARNES CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Dec 11, 2008 to Dec 31, 2011factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jan 15, 2004 to Jul 6, 2005factForm ADV

Dated events

No dated event names this entity yet.