RIA Intelligence

• B•• A•••• M••••••••• C•••• other current
  since Feb 1, 2021 · Chicago, Il
• B•• H••••• F•••••••• A•••••••• I•• former
  Nov 18, 2019 to Aug 2, 2021 · Chicago, Il
• B•• A•••• M••••••••• C•••• other
  May 18, 2018 to Dec 31, 2020 · Chicago, Il
• R•••••• J•••• • A••••••••• I••• national BD
  Apr 1, 2011 to Apr 25, 2018 · Chicago, Il
• H••• B••••• C•••••• M••••••••• I••• unclassified
  Dec 11, 2008 to Dec 31, 2011 · Chicago, Il
• S••••••••• A•••••• A•••••••• I••• former
  Jan 15, 2004 to Jul 6, 2005 · Chicago, Il

• B•• H••••• F•••••••• A•••••••• I•• to B•• A•••• M••••••••• C••••
  left Aug 2, 2021, registered Feb 1, 2021 (-182 days) · channel change inside one enterprise, not a move
• B•• A•••• M••••••••• C•••• to B•• H••••• F•••••••• A•••••••• I••
  left Dec 31, 2020, registered Nov 18, 2019 (-409 days) · channel change inside one enterprise, not a move · moved with a team
• R•••••• J•••• • A••••••••• I••• to B•• A•••• M••••••••• C••••
  left Apr 25, 2018, registered May 18, 2018 (23 days) · Other
• H••• B••••• C•••••• M••••••••• I••• to R•••••• J•••• • A••••••••• I•••
  left Dec 31, 2011, registered Apr 1, 2011 (-274 days) · Other
• S••••••••• A•••••• A•••••••• I••• to H••• B••••• C•••••• M••••••••• I•••
  left Jul 6, 2005, registered Dec 11, 2008 (1254 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Other adviserderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address