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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Michael Joseph Larkin

Advisor at MORGAN STANLEY

Frederick, MD

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Search this name across graphsid dfx:ria:84b3bb20-9ae2-6a7f-576f-3401b3d41bc7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 22, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 24, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 24, 2005
First registration: Sep 22, 2005
Dual registered: yes, broker-dealer
Other names: MICHAEL LARKIN
IAPD individual key: 4973495

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jan 24, 2020	n/a	yes	Frederick, MD	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Oct 25, 2019	Dec 31, 2019	no	IRVING, TX	Previous registration
1ST GLOBAL ADVISORS INC	Former SEC adviser	Aug 11, 2017	Oct 25, 2019	no	WILMINGTON, NC\|WILMINGTON, NC	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Jun 2, 2009	Aug 30, 2017	no	FREDERICK, MD\|CUMBERLAND, MD	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 3, 2009	no	CUMBERLAND, MD	Previous registration
MORGAN STANLEY DW INC.	n/a	Sep 22, 2005	Apr 2, 2007	no	CUMBERLAND, MD\|LUTHERVILLE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	MORGAN STANLEY	Dec 31, 2019	Jan 24, 2020	24	Firm change	Ibd to wirehouse
1ST GLOBAL ADVISORS INC	AVANTAX ADVISORY SERVICES	Oct 25, 2019	Oct 25, 2019	0	Bulk transfer	Ibd to ibd
RBC CAPITAL MARKETS, LLC	1ST GLOBAL ADVISORS INC	Aug 30, 2017	Aug 11, 2017	-19	Firm change	Other
MORGAN STANLEY & CO. LLC	RBC CAPITAL MARKETS, LLC	Jun 3, 2009	Jun 2, 2009	-1	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (6)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Jan 24, 2020 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Oct 25, 2019 to Dec 31, 2019factForm ADV
→ 1ST GLOBAL ADVISORS INCRegistered adviserregistration: previous registration
Aug 11, 2017 to Oct 25, 2019factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Jun 2, 2009 to Aug 30, 2017factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 3, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Sep 22, 2005 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.