DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Joseph Larkin
Feed of 09/14/2026
Also filed as Michael Larkin
At current firm
6 y
since Jan 24, 2020
In the industry
21 y
since Aug 24, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Jan 24, 2020 · Frederick, Md
- Avantax Advisory Services formerOct 25, 2019 to Dec 31, 2019 · Irving, Tx
- 1st Global Advisors Inc formerAug 11, 2017 to Oct 25, 2019 · Wilmington, Nc
- RBC Capital Markets, LLC national BDJun 2, 2009 to Aug 30, 2017 · Frederick, Md
- Morgan Stanley & Co. LLC unclassifiedApr 2, 2007 to Jun 3, 2009 · Cumberland, Md
- Morgan Stanley Dw Inc. unclassifiedSep 22, 2005 to Apr 2, 2007 · Cumberland, Md
Moves
a registration end followed by a registration begin elsewhere
- Avantax Advisory Services to Morgan Stanleyleft Dec 31, 2019, registered Jan 24, 2020 (24 days) · Affiliated broker-dealer or bank to wirehouse
- 1st Global Advisors Inc to Avantax Advisory Servicesleft Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
- RBC Capital Markets, LLC to 1st Global Advisors Incleft Aug 30, 2017, registered Aug 11, 2017 (-19 days) · Other
- Morgan Stanley & Co. LLC to RBC Capital Markets, LLCleft Jun 3, 2009, registered Jun 2, 2009 (-1 days) · Other
- Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLCleft Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address